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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWN icon
576
iShares Russell 2000 Value ETF
IWN
$14.3B
$7.46K ﹤0.01%
48
– –
SNOW icon
577
Snowflake
SNOW
$98.1B
$7.36K ﹤0.01%
37
+9
+32% +$1.52K
SYY icon
578
Sysco
SYY
$40.8B
$7.31K ﹤0.01%
100
– –
EFAV icon
579
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
$7.14K ﹤0.01%
103
– –
PHM icon
580
Pultegroup
PHM
$25.2B
$7.12K ﹤0.01%
69
– –
VOE icon
581
Vanguard Mid-Cap Value ETF
VOE
$23.9B
$7.11K ﹤0.01%
49
– –
PCK
582
DELISTED
Pimco California Municipal Income Fund II
PCK
$7.06K ﹤0.01%
1,218
-1,782
-59% -$9.58K
NVR icon
583
NVR
NVR
$17.1B
$7K ﹤0.01%
1
– –
PHO icon
584
Invesco Water Resources ETF
PHO
$2.03B
$7K ﹤0.01%
115
+25
+28% +$1.38K
MCK icon
585
McKesson
MCK
$104B
$6.95K ﹤0.01%
15
– –
EMXC icon
586
iShares MSCI Emerging Markets ex China ETF
EMXC
$22.1B
$6.87K ﹤0.01%
124
– –
PZZA icon
587
Papa John's
PZZA
$1.01B
$6.86K ﹤0.01%
90
– –
COF icon
588
Capital One
COF
$128B
$6.82K ﹤0.01%
52
– –
TAP icon
589
Molson Coors Class B
TAP
$8.02B
$6.79K ﹤0.01%
111
-162
-59% -$9.74K
EWL icon
590
iShares MSCI Switzerland ETF
EWL
$2.17B
$6.76K ﹤0.01%
140
– –
TJX icon
591
TJX Companies
TJX
$179B
$6.75K ﹤0.01%
72
+14
+24% +$1.26K
CUZ icon
592
Cousins Properties
CUZ
$5.31B
$6.58K ﹤0.01%
270
– –
COR icon
593
Cencora
COR
$62B
$6.57K ﹤0.01%
32
– –
OMC icon
594
Omnicom Group
OMC
$23.5B
$6.4K ﹤0.01%
74
– –
IQDF icon
595
FlexShares International Quality Dividend Index Fund
IQDF
$1.12B
$6.31K ﹤0.01%
271
– –
ASX icon
596
ASE Group
ASX
$68.3B
$6.27K ﹤0.01%
666
– –
VTR icon
597
Ventas
VTR
$47.5B
$6.18K ﹤0.01%
124
– –
TT icon
598
Trane Technologies
TT
$98.8B
$6.1K ﹤0.01%
25
– –
TDC icon
599
Teradata
TDC
$2.88B
$6.09K ﹤0.01%
140
– –
KLG
600
DELISTED
WK Kellogg Co
KLG
$6.07K ﹤0.01%
+462
New +$5.2K
22 23
24
25 26

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.