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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXC icon
551
Exelon
EXC
$48.1B
$9.73K ﹤0.01%
271
+10
+4% +$385
HRB icon
552
H&R Block
HRB
$5.98B
$9.67K ﹤0.01%
200
– –
CTAS icon
553
Cintas
CTAS
$86.6B
$9.64K ﹤0.01%
64
– –
AZN icon
554
AstraZeneca
AZN
$269B
$9.63K ﹤0.01%
72
– –
DE icon
555
Deere & Co
DE
$165B
$9.2K ﹤0.01%
23
+16
+229% +$6.03K
ROKU icon
556
Roku
ROKU
$21.6B
$9.17K ﹤0.01%
100
-20
-17% -$1.67K
VRTX icon
557
Vertex Pharmaceuticals
VRTX
$123B
$8.95K ﹤0.01%
22
– –
IGLB icon
558
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.62B
$8.8K ﹤0.01%
167
– –
BIIB icon
559
Biogen
BIIB
$30.9B
$8.8K ﹤0.01%
34
– –
SPLV icon
560
Invesco S&P 500 Low Volatility ETF
SPLV
$7.24B
$8.71K ﹤0.01%
139
– –
WEC icon
561
WEC Energy
WEC
$36.3B
$8.42K ﹤0.01%
100
– –
YUMC icon
562
Yum China
YUMC
$15.7B
$8.36K ﹤0.01%
197
-18
-8% -$838
IWO icon
563
iShares Russell 2000 Growth ETF
IWO
$14.1B
$8.32K ﹤0.01%
33
– –
USTB icon
564
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.29B
$8.23K ﹤0.01%
166
– –
IXC icon
565
iShares Global Energy ETF
IXC
$2.75B
$8.21K ﹤0.01%
210
+2
+1% +$80
MRO
566
DELISTED
Marathon Oil Corporation
MRO
$8.14K ﹤0.01%
337
– –
USHY icon
567
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$8.11K ﹤0.01%
223
– –
RXST icon
568
RxSight
RXST
$254M
$8.06K ﹤0.01%
+200
New +$5.87K
QS icon
569
QuantumScape Corp
QS
$3.05B
$7.82K ﹤0.01%
1,125
– –
IGR
570
CBRE Global Real Estate Income Fund
IGR
$719M
$7.8K ﹤0.01%
1,436
– –
ACN icon
571
Accenture
ACN
$106B
$7.72K ﹤0.01%
22
+4
+22% +$1.29K
ACH
572
Accendra Health
ACH
$254M
$7.71K ﹤0.01%
400
– –
EXPE icon
573
Expedia Group
EXPE
$36.5B
$7.59K ﹤0.01%
50
– –
IWS icon
574
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$7.56K ﹤0.01%
65
– –
TTE icon
575
TotalEnergies
TTE
$193B
$7.48K ﹤0.01%
111
– –
21 22
23
24 25

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.