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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+6.22%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$15.8M
Cap. Flow
+$4.87M
Cap. Flow %
2.08%
Top 10 Hldgs %
22.85%
Holding
896
New
39
Increased
124
Reduced
160
Closed
25

Top Buys

Rank Stock Value
1
PLBC icon
Plumas Bancorp
PLBC
+$4.54M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$998K
3
AAPL icon
Apple
AAPL
+$880K
4
FBK icon
FB Financial Corp
FBK
+$619K
5
MCHB
Mechanics Bancorp
MCHB
+$615K

Top Sells

Rank Stock Value
1
SSBK
Southern States Bancshares
SSBK
+$663K
2
MSFT icon
Microsoft
MSFT
+$533K
3
SPLP
STEEL PARTNERS HOLDINGS L.P.
SPLP
+$290K
4
V icon
Visa
V
+$278K
5
CAT icon
Caterpillar
CAT
+$201K

Sector Composition

Rank Sector Weight
1 Financials 26.24%
2 Technology 13.12%
3 Industrials 11.97%
4 Consumer Staples 6.82%
5 Energy 5.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LW icon
526
Lamb Weston
LW
$7.49B
$11.6K 0.01%
200
– –
MCK icon
527
McKesson
MCK
$105B
$11.6K ﹤0.01%
15
– –
IYK icon
528
iShares US Consumer Staples ETF
IYK
$1.44B
$11.3K ﹤0.01%
165
– –
EOG icon
529
EOG Resources
EOG
$77.1B
$11.2K ﹤0.01%
+100
New +$11.9K
DBC icon
530
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
$11.1K ﹤0.01%
493
– –
EIX icon
531
Edison International
EIX
$30.5B
$11.1K ﹤0.01%
200
– –
GAIN icon
532
Gladstone Investment Corp
GAIN
$648M
$11.1K ﹤0.01%
800
– –
COF icon
533
Capital One
COF
$129B
$11.1K ﹤0.01%
52
– –
LYB icon
534
LyondellBasell Industries
LYB
$19.5B
$10.8K ﹤0.01%
221
+100
+83% +$5.64K
BKNG icon
535
Booking.com
BKNG
$156B
$10.8K ﹤0.01%
50
– –
NFLX icon
536
Netflix
NFLX
$304B
$10.8K ﹤0.01%
90
-10
-10% -$1.22K
HII icon
537
Huntington Ingalls Industries
HII
$11.3B
$10.7K ﹤0.01%
37
– –
IWO icon
538
iShares Russell 2000 Growth ETF
IWO
$14.1B
$10.6K ﹤0.01%
33
– –
TT icon
539
Trane Technologies
TT
$98.6B
$10.5K ﹤0.01%
25
– –
SOUN icon
540
SoundHound AI
SOUN
$2.56B
$10.5K ﹤0.01%
+655
New +$8.69K
CEG icon
541
Constellation Energy
CEG
$92B
$10.5K ﹤0.01%
32
– –
HRL icon
542
Hormel Foods
HRL
$14.3B
$10.5K ﹤0.01%
+425
New +$11.8K
SPOT icon
543
Spotify
SPOT
$106B
$10.5K ﹤0.01%
15
– –
HYT icon
544
BlackRock Corporate High Yield Fund
HYT
$1.35B
$10.4K ﹤0.01%
1,100
– –
FHI icon
545
Federated Hermes
FHI
$4.6B
$10.4K ﹤0.01%
+200
New +$10.1K
AMBA icon
546
Ambarella
AMBA
$2.95B
$10.3K ﹤0.01%
125
– –
ZIM icon
547
ZIM Integrated Shipping Services
ZIM
$2.99B
$10.2K ﹤0.01%
750
+100
+15% +$1.52K
CF icon
548
CF Industries
CF
$19.5B
$10.1K ﹤0.01%
113
– –
XBI icon
549
State Street SPDR S&P Biotech ETF
XBI
$9.96B
$10K ﹤0.01%
100
– –
ROKU icon
550
Roku
ROKU
$21.5B
$10K ﹤0.01%
100
– –
20 21
22
23 24

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Caldwell Sutter Capital's Q3 2025 Portfolio in Review

As of Q3 2025, Caldwell Sutter Capital held 896 positions worth $234M, up 7.2% from $218M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2025 filing shows 39 new, 124 increased, 160 reduced and 25 closed positions. Its largest new stake was FB Financial Corp: 12,187 shares worth $679K. The largest sale was Southern States Bancshares, an estimated $663K.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 25% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2025 buy was FB Financial Corp: 12,187 shares worth $679K.
  • Caldwell Sutter Capital added most to Plumas Bancorp in Q3 2025, an estimated $4.54M increase.
  • Caldwell Sutter Capital's biggest Q3 2025 reduction was Microsoft, cutting an estimated $533K.
  • Caldwell Sutter Capital fully exited Southern States Bancshares in Q3 2025, selling an estimated $663K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $234M portfolio in Q3 2025.
  • Caldwell Sutter Capital opened 39 new positions and closed 25 in Q3 2025.
  • Caldwell Sutter Capital's portfolio value rose 7.2% quarter-over-quarter to $234M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2025, filed 29 Oct 2025.