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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SII
526
Sprott
SII
$2.68B
$11.9K 0.01%
350
– –
PARA
527
DELISTED
Paramount Global Class B
PARA
$11.5K 0.01%
779
-165
-17% -$2.21K
EEMA icon
528
iShares MSCI Emerging Markets Asia ETF
EEMA
$800M
$11.4K 0.01%
173
– –
DFIN icon
529
Donnelley Financial Solutions
DFIN
$1.28B
$11.4K 0.01%
183
– –
EWT icon
530
iShares MSCI Taiwan ETF
EWT
$9.13B
$11.3K 0.01%
245
– –
CRWD icon
531
CrowdStrike
CRWD
$183B
$11.2K 0.01%
176
+76
+76% +$3.98K
ISRG icon
532
Intuitive Surgical
ISRG
$127B
$11.1K 0.01%
33
-45
-58% -$13.4K
ESML icon
533
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.79B
$10.9K 0.01%
+288
New +$9.83K
XJH icon
534
iShares ESG Screened S&P Mid-Cap ETF
XJH
$416M
$10.9K 0.01%
+288
New +$9.9K
CWB icon
535
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
$10.8K 0.01%
150
– –
VOD icon
536
Vodafone
VOD
$37.1B
$10.8K 0.01%
1,242
-34
-3% -$311
FWONK icon
537
Liberty Media Series C
FWONK
$25.5B
$10.8K 0.01%
171
– –
BERY
538
DELISTED
Berry Global Group, Inc.
BERY
$10.7K 0.01%
173
– –
RESD
539
DELISTED
WisdomTree International ESG Fund
RESD
$10.7K 0.01%
+364
New +$10K
IWP icon
540
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$10.7K 0.01%
102
– –
SCHY icon
541
Schwab International Dividend Equity ETF
SCHY
$2.49B
$10.5K 0.01%
+428
New +$10K
IJS icon
542
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$10.5K 0.01%
102
– –
HYT icon
543
BlackRock Corporate High Yield Fund
HYT
$1.35B
$10.4K 0.01%
1,100
-890
-45% -$7.79K
SGHT icon
544
Sight Sciences
SGHT
$291M
$10.3K 0.01%
2,000
– –
TSM icon
545
TSMC
TSM
$1.94T
$10.2K 0.01%
98
– –
EFT
546
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$10.2K 0.01%
812
– –
EBAY icon
547
eBay
EBAY
$51.2B
$10.2K 0.01%
233
– –
ON icon
548
ON Semiconductor
ON
$30.7B
$10.1K 0.01%
121
– –
NCA icon
549
Nuveen California Municipal Value Fund
NCA
$298M
$9.86K 0.01%
1,100
– –
BSX icon
550
Boston Scientific
BSX
$68.4B
$9.83K 0.01%
170
-30
-15% -$1.6K
20 21
22
23 24

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.