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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMD icon
501
Advanced Micro Devices
AMD
$717B
$14.3K 0.01%
97
+1
+1% +$118
EIX icon
502
Edison International
EIX
$30.4B
$14.3K 0.01%
200
– –
FCNCA icon
503
First Citizens BancShares
FCNCA
$24.9B
$14.2K 0.01%
10
– –
AEE icon
504
Ameren
AEE
$30.7B
$14K 0.01%
193
– –
CLDX icon
505
Celldex Therapeutics
CLDX
$2.91B
$13.9K 0.01%
350
– –
AMBA icon
506
Ambarella
AMBA
$3.16B
$13.8K 0.01%
225
– –
EMX
507
DELISTED
EMX Royalty
EMX
$13.7K 0.01%
8,487
– –
FEI
508
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$13.6K 0.01%
1,586
– –
FITB
509
Fifth Third Bancorp
FITB
$51.5B
$13.6K 0.01%
394
– –
ELAN icon
510
Elanco Animal Health
ELAN
$12.9B
$13.3K 0.01%
892
– –
CALF icon
511
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.77B
$13.2K 0.01%
+275
New +$11.8K
BX icon
512
Blackstone
BX
$104B
$13.1K 0.01%
100
– –
CDMO
513
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$13K 0.01%
2,000
– –
RWT
514
Redwood Trust
RWT
$583M
$12.8K 0.01%
1,730
– –
AEY
515
DELISTED
ADDvantage Technologies Group
AEY
$12.8K 0.01%
5,205
-901
-15% -$2.72K
SEE
516
DELISTED
Sealed Air
SEE
$12.6K 0.01%
346
– –
URI icon
517
United Rentals
URI
$66.3B
$12.6K 0.01%
22
– –
MGK icon
518
Vanguard Mega Cap Growth ETF
MGK
$31.7B
$12.5K 0.01%
+240
New +$11.6K
SLVM icon
519
Sylvamo
SLVM
$1.51B
$12.3K 0.01%
251
-5
-2% -$234
IUSG icon
520
iShares Core S&P US Growth ETF
IUSG
$30.8B
$12.3K 0.01%
118
– –
NS
521
DELISTED
NuStar Energy L.P.
NS
$12.2K 0.01%
654
+50
+8% +$893
IJH icon
522
iShares Core S&P Mid-Cap ETF
IJH
$122B
$12.2K 0.01%
220
– –
EWA icon
523
iShares MSCI Australia ETF
EWA
$1.39B
$12.1K 0.01%
498
– –
BAB icon
524
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$12.1K 0.01%
450
– –
TLH icon
525
iShares 10-20 Year Treasury Bond ETF
TLH
$11.1B
$11.9K 0.01%
110
+15
+16% +$1.5K
19 20
21
22 23

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.