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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+6.22%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$15.8M
Cap. Flow
+$4.87M
Cap. Flow %
2.08%
Top 10 Hldgs %
22.85%
Holding
896
New
39
Increased
124
Reduced
160
Closed
25

Top Buys

Rank Stock Value
1
PLBC icon
Plumas Bancorp
PLBC
+$4.54M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$998K
3
AAPL icon
Apple
AAPL
+$880K
4
FBK icon
FB Financial Corp
FBK
+$619K
5
MCHB
Mechanics Bancorp
MCHB
+$615K

Top Sells

Rank Stock Value
1
SSBK
Southern States Bancshares
SSBK
+$663K
2
MSFT icon
Microsoft
MSFT
+$533K
3
SPLP
STEEL PARTNERS HOLDINGS L.P.
SPLP
+$290K
4
V icon
Visa
V
+$278K
5
CAT icon
Caterpillar
CAT
+$201K

Sector Composition

Rank Sector Weight
1 Financials 26.24%
2 Technology 13.12%
3 Industrials 11.97%
4 Consumer Staples 6.82%
5 Energy 5.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWU icon
476
iShares MSCI United Kingdom ETF
EWU
$4.17B
$19.5K 0.01%
465
– –
ACWV icon
477
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.33B
$19.4K 0.01%
162
– –
EPI icon
478
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$19.2K 0.01%
435
-20
-4% -$908
HPQ icon
479
HP
HPQ
$24.6B
$19.1K 0.01%
700
– –
IYR icon
480
iShares US Real Estate ETF
IYR
$4.69B
$19K 0.01%
196
– –
IEO icon
481
iShares US Oil & Gas Exploration & Production ETF
IEO
$572M
$18.5K 0.01%
200
– –
GVI icon
482
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
$18.3K 0.01%
170
– –
PDBC icon
483
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.36B
$18.1K 0.01%
1,350
– –
ELAN icon
484
Elanco Animal Health
ELAN
$13.2B
$18K 0.01%
892
– –
FCNCA icon
485
First Citizens BancShares
FCNCA
$24.6B
$17.9K 0.01%
10
– –
ICF icon
486
iShares Select U.S. REIT ETF
ICF
$2.1B
$17.9K 0.01%
290
– –
FITB
487
Fifth Third Bancorp
FITB
$51.3B
$17.6K 0.01%
394
– –
CHD icon
488
Church & Dwight Co
CHD
$23.1B
$17.5K 0.01%
200
– –
SPSB icon
489
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$17.5K 0.01%
577
– –
SYK icon
490
Stryker
SYK
$133B
$17.4K 0.01%
47
– –
NVO
491
Novo Nordisk
NVO
$228B
$17.3K 0.01%
312
– –
FLRN icon
492
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.08B
$17.3K 0.01%
561
– –
BBDC icon
493
Barings BDC
BBDC
$865M
$17.2K 0.01%
1,958
– –
BE icon
494
Bloom Energy
BE
$61B
$16.9K 0.01%
200
– –
FDN icon
495
First Trust Dow Jones Internet Index Fund ETF
FDN
$5B
$16.8K 0.01%
60
– –
AMLP icon
496
Alerian MLP ETF
AMLP
$12.9B
$16.8K 0.01%
357
– –
ECG
497
Everus Construction Group
ECG
$6.28B
$16.5K 0.01%
193
– –
BEP icon
498
Brookfield Renewable
BEP
$9.9B
$16.4K 0.01%
637
– –
LYV icon
499
Live Nation Entertainment
LYV
$42.7B
$16.3K 0.01%
100
– –
METV icon
500
Roundhill Ball Metaverse ETF
METV
$215M
$16.3K 0.01%
790
– –
18 19
20
21 22

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IRP
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HA
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DB
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HWM
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FPW
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EPIM
Equinox Partners Investment Management Stamford, Connecticut $245M AUM 225.58% 1-Year Est. Return

Caldwell Sutter Capital's Q3 2025 Portfolio in Review

As of Q3 2025, Caldwell Sutter Capital held 896 positions worth $234M, up 7.2% from $218M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2025 filing shows 39 new, 124 increased, 160 reduced and 25 closed positions. Its largest new stake was FB Financial Corp: 12,187 shares worth $679K. The largest sale was Southern States Bancshares, an estimated $663K.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 25% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2025 buy was FB Financial Corp: 12,187 shares worth $679K.
  • Caldwell Sutter Capital added most to Plumas Bancorp in Q3 2025, an estimated $4.54M increase.
  • Caldwell Sutter Capital's biggest Q3 2025 reduction was Microsoft, cutting an estimated $533K.
  • Caldwell Sutter Capital fully exited Southern States Bancshares in Q3 2025, selling an estimated $663K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $234M portfolio in Q3 2025.
  • Caldwell Sutter Capital opened 39 new positions and closed 25 in Q3 2025.
  • Caldwell Sutter Capital's portfolio value rose 7.2% quarter-over-quarter to $234M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2025, filed 29 Oct 2025.