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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+1.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
+$23.8M
Cap. Flow
+$24.7M
Cap. Flow %
18.01%
Top 10 Hldgs %
29.14%
Holding
570
New
253
Increased
134
Reduced
21
Closed
4

Top Buys

Rank Stock Value
1
MSA icon
Mine Safety
MSA
+$1.01M
2
KNTK icon
Kinetik
KNTK
+$675K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$625K
4
XOM icon
ExxonMobil
XOM
+$616K
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$461K

Top Sells

Rank Stock Value
1
NEOG icon
Neogen
NEOG
+$662K
2
O icon
Realty Income
O
+$344K
3
VRTX icon
Vertex Pharmaceuticals
VRTX
+$149K
4
MPLX icon
MPLX
MPLX
+$131K
5
KEYS icon
Keysight
KEYS
+$84.9K

Sector Composition

Rank Sector Weight
1 Financials 24.7%
2 Technology 13.59%
3 Industrials 10.7%
4 Consumer Staples 8.84%
5 Real Estate 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOTZ icon
476
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.25B
$2.55K ﹤0.01%
+100
New +$2.35K
LPCN icon
477
Lipocine
LPCN
$17.4M
$2.54K ﹤0.01%
+471
New +$3.64K
LII icon
478
Lennox International
LII
$14.4B
$2.51K ﹤0.01%
+10
New +$2.52K
CHTR icon
479
Charter Communications
CHTR
$16.9B
$2.5K ﹤0.01%
7
– –
PGX icon
480
Invesco Preferred ETF
PGX
$3.81B
$2.3K ﹤0.01%
200
-131
-40% -$1.57K
CARR icon
481
Carrier Global
CARR
$50.6B
$2.29K ﹤0.01%
+50
New +$2.24K
FDX icon
482
FedEx
FDX
$73B
$2.29K ﹤0.01%
+10
New +$2.03K
LYB icon
483
LyondellBasell Industries
LYB
$19.5B
$2.25K ﹤0.01%
+24
New +$2.23K
SCX
484
DELISTED
The L.S. Starrett Company
SCX
$2.24K ﹤0.01%
200
– –
DOMO icon
485
Domo
DOMO
$174M
$2.23K ﹤0.01%
157
– –
REET icon
486
iShares Global REIT ETF
REET
$5.12B
$2.18K ﹤0.01%
+95
New +$2.24K
WEN icon
487
Wendy's
WEN
$1.4B
$2.18K ﹤0.01%
+100
New +$2.2K
SWAV
488
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$2.17K ﹤0.01%
+10
New +$1.95K
VEU icon
489
Vanguard FTSE All-World ex-US ETF
VEU
$66.8B
$2.14K ﹤0.01%
40
– –
PHO icon
490
Invesco Water Resources ETF
PHO
$2B
$2.13K ﹤0.01%
+40
New +$2.12K
BTI icon
491
British American Tobacco
BTI
$133B
$2.11K ﹤0.01%
+60
New +$2.26K
TLRY icon
492
Tilray
TLRY
$572M
$2.02K ﹤0.01%
80
– –
ALGN icon
493
Align Technology
ALGN
$12.4B
$2K ﹤0.01%
+6
New +$1.77K
SNA icon
494
Snap-on
SNA
$21.2B
$1.98K ﹤0.01%
+8
New +$1.95K
FRBK
495
DELISTED
Republic First Bancorp Inc
FRBK
$1.96K ﹤0.01%
1,441
– –
DKNG icon
496
DraftKings
DKNG
$11.8B
$1.94K ﹤0.01%
+100
New +$1.66K
HTGC icon
497
Hercules Capital
HTGC
$2.98B
$1.93K ﹤0.01%
+150
New +$2.1K
RY icon
498
Royal Bank of Canada
RY
$292B
$1.91K ﹤0.01%
+20
New +$1.98K
NXPI icon
499
NXP Semiconductors
NXPI
$61.8B
$1.86K ﹤0.01%
+10
New +$1.78K
FLRT icon
500
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$657M
$1.81K ﹤0.01%
+40
New +$1.82K
18 19
20
21 22

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IRP
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HWM
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FPW
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EPIM
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Caldwell Sutter Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Sutter Capital held 570 positions worth $137M, up 21% from $113M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Sutter Capital deployed $24.7M of net new capital in Q1 2023, opening 253 new positions and adding to 134 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 29% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Neogen, an estimated $662K trimmed.

  • Caldwell Sutter Capital's largest Q1 2023 buy was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.
  • Caldwell Sutter Capital added most to Mine Safety in Q1 2023, an estimated $1.01M increase.
  • Caldwell Sutter Capital's biggest Q1 2023 reduction was Neogen, cutting an estimated $662K.
  • Caldwell Sutter Capital fully exited MPLX in Q1 2023, selling an estimated $131K.
  • Caldwell Sutter Capital's ten largest holdings make up 29% of its $137M portfolio in Q1 2023.
  • Caldwell Sutter Capital opened 253 new positions and closed 4 in Q1 2023.
  • Caldwell Sutter Capital's portfolio value rose 21% quarter-over-quarter to $137M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2023, filed 25 Apr 2023.