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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $265M
1-Year Est. Return 30.15%
This Fund
S&P 500
This Quarter Est. Return
+6.22%
1 Year Est. Return
+30.15%
3 Year Est. Return
+79.5%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$15.8M
Cap. Flow
+$4.87M
Cap. Flow %
2.08%
Top 10 Hldgs %
22.85%
Holding
896
New
39
Increased
124
Reduced
160
Closed
25

Top Buys

Rank Stock Value
1
PLBC icon
Plumas Bancorp
PLBC
+$4.54M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$998K
3
AAPL icon
Apple
AAPL
+$880K
4
FBK icon
FB Financial Corp
FBK
+$619K
5
MCHB
Mechanics Bancorp
MCHB
+$615K

Top Sells

Rank Stock Value
1
SSBK
Southern States Bancshares
SSBK
+$663K
2
MSFT icon
Microsoft
MSFT
+$533K
3
SPLP
STEEL PARTNERS HOLDINGS L.P.
SPLP
+$290K
4
V icon
Visa
V
+$278K
5
CAT icon
Caterpillar
CAT
+$201K

Sector Composition

Rank Sector Weight
1 Financials 26.24%
2 Miscellaneous 17.79%
3 Technology 13.12%
4 Industrials 12%
5 Consumer Staples 6.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKBK icon
26
Parke Bancorp
PKBK
$402M
$2.04M 0.87%
94,510
– –
VTI icon
27
Vanguard Morningstar Total Stock Market ETF
VTI
$685B
$2.01M 0.86%
6,128
– –
IGM icon
28
iShares Expanded Tech Sector ETF
IGM
$10.8B
$1.98M 0.85%
15,720
-402
-2% -$47.4K
BANR icon
29
Banner Corp
BANR
$2.62B
$1.93M 0.83%
29,492
– –
CSCO icon
30
Cisco
CSCO
$436B
$1.92M 0.82%
28,051
-1,003
-3% -$68.4K
SGOV icon
31
iShares 0-3 Month Treasury Bond ETF
SGOV
$109B
$1.8M 0.77%
17,904
+9,925
+124% +$998K
KYN icon
32
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$1.78M 0.76%
144,203
-9,757
-6% -$120K
MCI
33
Barings Corporate Investors
MCI
$393M
$1.76M 0.75%
84,614
– –
INBK icon
34
First Internet Bancorp
INBK
$243M
$1.75M 0.75%
78,233
-300
-0.4% -$7.39K
PFE icon
35
Pfizer
PFE
$157B
$1.66M 0.71%
65,262
+36
+0.1% +$889
XOM icon
36
ExxonMobil
XOM
$669B
$1.58M 0.67%
13,994
+14
+0.1% +$1.56K
CWBC
37
Community West Bancshares
CWBC
$707M
$1.54M 0.66%
74,077
– –
UNP icon
38
Union Pacific
UNP
$167B
$1.5M 0.64%
6,351
+50
+0.8% +$11.3K
PEP icon
39
PepsiCo
PEP
$182B
$1.46M 0.62%
10,368
-656
-6% -$93.7K
MCHB
40
Mechanics Bancorp
MCHB
$3.44B
$1.37M 0.59%
103,215
+46,215
+81% +$615K
WLY icon
41
John Wiley & Sons Class A
WLY
$2.51B
$1.37M 0.58%
33,810
– –
VUG icon
42
Vanguard Morningstar Growth ETF
VUG
$227B
$1.31M 0.56%
16,428
-264
-2% -$20.2K
UMH
43
UMH Properties
UMH
$1.34B
$1.31M 0.56%
88,023
-1,450
-2% -$23.2K
ABBV icon
44
AbbVie
ABBV
$463B
$1.25M 0.54%
5,416
-619
-10% -$126K
HD icon
45
Home Depot
HD
$302B
$1.24M 0.53%
3,064
-495
-14% -$195K
ARL icon
46
American Realty Investors
ARL
$271M
$1.23M 0.52%
73,420
– –
JNJ icon
47
Johnson & Johnson
JNJ
$645B
$1.22M 0.52%
6,556
+13
+0.2% +$2.23K
AXR icon
48
AMREP Corp
AXR
$124M
$1.21M 0.52%
50,522
-250
-0.5% -$5.72K
NAII icon
49
Natural Alternatives International
NAII
$12.4M
$1.2M 0.51%
418,949
-499
-0.1% -$1.74K
ELSE
50
DELISTED
Electro-Sensors
ELSE
$1.2M 0.51%
250,052
– –
1
2
3 4 5

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Caldwell Sutter Capital's Q3 2025 Portfolio in Review

As of Q3 2025, Caldwell Sutter Capital held 896 positions worth $234M, up 7.2% from $218M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2025 filing shows 39 new, 124 increased, 160 reduced and 25 closed positions. Its largest new stake was FB Financial Corp: 12,187 shares worth $679K. The largest sale was Southern States Bancshares, an estimated $663K.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 25% a quarter earlier, followed by Miscellaneous and Technology.

  • Caldwell Sutter Capital's largest Q3 2025 buy was FB Financial Corp: 12,187 shares worth $679K.
  • Caldwell Sutter Capital added most to Plumas Bancorp in Q3 2025, an estimated $4.54M increase.
  • Caldwell Sutter Capital's biggest Q3 2025 reduction was Microsoft, cutting an estimated $533K.
  • Caldwell Sutter Capital fully exited Southern States Bancshares in Q3 2025, selling an estimated $663K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $234M portfolio in Q3 2025.
  • Caldwell Sutter Capital opened 39 new positions and closed 25 in Q3 2025.
  • Caldwell Sutter Capital's portfolio value rose 7.2% quarter-over-quarter to $234M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2025, filed 29 Oct 2025.