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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+6.22%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$15.8M
Cap. Flow
+$4.87M
Cap. Flow %
2.08%
Top 10 Hldgs %
22.85%
Holding
896
New
39
Increased
124
Reduced
160
Closed
25

Top Buys

Rank Stock Value
1
PLBC icon
Plumas Bancorp
PLBC
+$4.54M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$998K
3
AAPL icon
Apple
AAPL
+$880K
4
FBK icon
FB Financial Corp
FBK
+$619K
5
MCHB
Mechanics Bancorp
MCHB
+$615K

Top Sells

Rank Stock Value
1
SSBK
Southern States Bancshares
SSBK
+$663K
2
MSFT icon
Microsoft
MSFT
+$533K
3
SPLP
STEEL PARTNERS HOLDINGS L.P.
SPLP
+$290K
4
V icon
Visa
V
+$278K
5
CAT icon
Caterpillar
CAT
+$201K

Sector Composition

Rank Sector Weight
1 Financials 26.24%
2 Technology 13.12%
3 Industrials 11.97%
4 Consumer Staples 6.82%
5 Energy 5.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CI icon
426
Cigna
CI
$79B
$30.3K 0.01%
105
– –
KBE icon
427
State Street SPDR S&P Bank ETF
KBE
$1.65B
$30.1K 0.01%
506
+3
+0.6% +$177
SOLV icon
428
Solventum
SOLV
$15.2B
$29.8K 0.01%
408
-71
-15% -$5.21K
IYJ icon
429
iShares US Industrials ETF
IYJ
$1.95B
$29.2K 0.01%
200
– –
SII
430
Sprott
SII
$2.67B
$29.1K 0.01%
350
– –
TECK icon
431
Teck Resources
TECK
$27.9B
$28.4K 0.01%
646
– –
BTC
432
Grayscale Bitcoin Mini Trust ETF
BTC
$3.39B
$27.8K 0.01%
550
– –
NGVT icon
433
Ingevity
NGVT
$2.49B
$27.6K 0.01%
500
– –
PDT
434
John Hancock Premium Dividend Fund
PDT
$634M
$27.5K 0.01%
2,058
– –
RNP icon
435
Cohen & Steers REIT and Preferred and Income Fund
RNP
$987M
$27.4K 0.01%
1,218
-1,782
-59% -$39.8K
TIP icon
436
iShares TIPS Bond ETF
TIP
$14.5B
$26.9K 0.01%
242
+45
+23% +$4.97K
FAX
437
abrdn Asia-Pacific Income Fund
FAX
$593M
$26.9K 0.01%
1,650
– –
SPDW icon
438
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.1B
$26.9K 0.01%
628
– –
IYM icon
439
iShares US Basic Materials ETF
IYM
$1.12B
$26.7K 0.01%
180
– –
KD icon
440
Kyndryl
KD
$3.05B
$26.6K 0.01%
885
-9
-1% -$309
MAT icon
441
Mattel
MAT
$4.47B
$26K 0.01%
1,545
-50
-3% -$911
TFLO icon
442
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$26K 0.01%
513
– –
GSLC icon
443
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.8B
$25.9K 0.01%
199
-79
-28% -$9.94K
JAAA icon
444
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$25.4K 0.01%
501
– –
HEI.A icon
445
HEICO Corp Class A
HEI.A
$35.8B
$25.4K 0.01%
+100
New +$25K
SJM icon
446
J.M. Smucker
SJM
$13.6B
$25.4K 0.01%
233
+22
+10% +$2.39K
A icon
447
Agilent Technologies
A
$39.6B
$24.8K 0.01%
193
– –
VBR icon
448
Vanguard Small-Cap Value ETF
VBR
$37.3B
$24.6K 0.01%
118
-25
-17% -$5.11K
SPTM icon
449
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.4B
$24.5K 0.01%
304
– –
ADM icon
450
Archer Daniels Midland
ADM
$39.5B
$23.9K 0.01%
400
– –
16 17
18
19 20

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Caldwell Sutter Capital's Q3 2025 Portfolio in Review

As of Q3 2025, Caldwell Sutter Capital held 896 positions worth $234M, up 7.2% from $218M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2025 filing shows 39 new, 124 increased, 160 reduced and 25 closed positions. Its largest new stake was FB Financial Corp: 12,187 shares worth $679K. The largest sale was Southern States Bancshares, an estimated $663K.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 25% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2025 buy was FB Financial Corp: 12,187 shares worth $679K.
  • Caldwell Sutter Capital added most to Plumas Bancorp in Q3 2025, an estimated $4.54M increase.
  • Caldwell Sutter Capital's biggest Q3 2025 reduction was Microsoft, cutting an estimated $533K.
  • Caldwell Sutter Capital fully exited Southern States Bancshares in Q3 2025, selling an estimated $663K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $234M portfolio in Q3 2025.
  • Caldwell Sutter Capital opened 39 new positions and closed 25 in Q3 2025.
  • Caldwell Sutter Capital's portfolio value rose 7.2% quarter-over-quarter to $234M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2025, filed 29 Oct 2025.