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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $265M
1-Year Est. Return 30.15%
This Fund
S&P 500
This Quarter Est. Return
+6.22%
1 Year Est. Return
+30.15%
3 Year Est. Return
+79.5%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$15.8M
Cap. Flow
+$4.87M
Cap. Flow %
2.08%
Top 10 Hldgs %
22.85%
Holding
896
New
39
Increased
124
Reduced
160
Closed
25

Top Buys

Rank Stock Value
1
PLBC icon
Plumas Bancorp
PLBC
+$4.54M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$998K
3
AAPL icon
Apple
AAPL
+$880K
4
FBK icon
FB Financial Corp
FBK
+$619K
5
MCHB
Mechanics Bancorp
MCHB
+$615K

Top Sells

Rank Stock Value
1
SSBK
Southern States Bancshares
SSBK
+$663K
2
MSFT icon
Microsoft
MSFT
+$533K
3
SPLP
STEEL PARTNERS HOLDINGS L.P.
SPLP
+$290K
4
V icon
Visa
V
+$278K
5
CAT icon
Caterpillar
CAT
+$201K

Sector Composition

Rank Sector Weight
1 Financials 26.24%
2 Miscellaneous 17.79%
3 Technology 13.12%
4 Industrials 12%
5 Consumer Staples 6.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TOTL icon
376
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.87B
$47.5K 0.02%
1,171
– –
IQDF icon
377
Northern Trust International Quality Dividend ETF
IQDF
$1.18B
$47.2K 0.02%
1,655
+1,384
+511% +$38.8K
BEN icon
378
Franklin Templeton
BEN
$16.8B
$46.3K 0.02%
2,000
– –
DTE icon
379
DTE Energy
DTE
$27.1B
$46K 0.02%
325
– –
CTVA icon
380
Corteva
CTVA
$54.4B
$45.8K 0.02%
677
– –
NI icon
381
NiSource
NI
$19.6B
$44.6K 0.02%
1,030
– –
EMX
382
DELISTED
EMX Royalty
EMX
$43.7K 0.02%
8,487
– –
XJH icon
383
iShares ESG Screened S&P Mid-Cap ETF
XJH
$410M
$43.5K 0.02%
991
– –
TSLA icon
384
Tesla
TSLA
$1.45T
$43.1K 0.02%
97
+5
+5% +$1.73K
HOPE icon
385
Hope Bancorp
HOPE
$1.78B
$43.1K 0.02%
4,000
– –
UL icon
386
Unilever
UL
$134B
$42.5K 0.02%
637
– –
TMUS icon
387
T-Mobile US
TMUS
$179B
$42.4K 0.02%
177
– –
NTR icon
388
Nutrien
NTR
$37.7B
$42.3K 0.02%
721
– –
MAA icon
389
Mid-America Apartment Communities
MAA
$14.1B
$41.9K 0.02%
300
– –
ESML icon
390
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.79B
$40.8K 0.02%
904
– –
APH icon
391
Amphenol
APH
$193B
$40.6K 0.02%
656
+600
+1,071% +$32.9K
DEA
392
Easterly Government Properties
DEA
$1.11B
$40.6K 0.02%
1,770
+240
+16% +$5.45K
PHG icon
393
Philips
PHG
$24.1B
$40.5K 0.02%
1,541
– –
TMO icon
394
Thermo Fisher Scientific
TMO
$243B
$40.3K 0.02%
83
– –
MPTI icon
395
M-tron Industries
MPTI
$326M
$40.2K 0.02%
724
– –
IWB icon
396
iShares Russell 1000 ETF
IWB
$48.7B
$39.8K 0.02%
109
– –
FPF
397
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.03B
$39.3K 0.02%
2,050
+450
+28% +$8.57K
CWT icon
398
California Water Service
CWT
$2.96B
$39.2K 0.02%
855
– –
AL
399
DELISTED
Air Lease Corp
AL
$39.1K 0.02%
615
– –
PHYS icon
400
Sprott Physical Gold
PHYS
$15.6B
$38.5K 0.02%
+1,300
New +$34.5K
14 15
16
17 18

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BCA
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HFA
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PI
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Caldwell Sutter Capital's Q3 2025 Portfolio in Review

As of Q3 2025, Caldwell Sutter Capital held 896 positions worth $234M, up 7.2% from $218M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2025 filing shows 39 new, 124 increased, 160 reduced and 25 closed positions. Its largest new stake was FB Financial Corp: 12,187 shares worth $679K. The largest sale was Southern States Bancshares, an estimated $663K.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 25% a quarter earlier, followed by Miscellaneous and Technology.

  • Caldwell Sutter Capital's largest Q3 2025 buy was FB Financial Corp: 12,187 shares worth $679K.
  • Caldwell Sutter Capital added most to Plumas Bancorp in Q3 2025, an estimated $4.54M increase.
  • Caldwell Sutter Capital's biggest Q3 2025 reduction was Microsoft, cutting an estimated $533K.
  • Caldwell Sutter Capital fully exited Southern States Bancshares in Q3 2025, selling an estimated $663K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $234M portfolio in Q3 2025.
  • Caldwell Sutter Capital opened 39 new positions and closed 25 in Q3 2025.
  • Caldwell Sutter Capital's portfolio value rose 7.2% quarter-over-quarter to $234M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2025, filed 29 Oct 2025.