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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDV
376
iShares Core High Dividend ETF
HDV
$14.8B
$36.3K 0.02%
1,780
– –
ADM icon
377
Archer Daniels Midland
ADM
$39.4B
$36.1K 0.02%
500
– –
CTVA icon
378
Corteva
CTVA
$59.5B
$35.8K 0.02%
747
– –
QDEF icon
379
FlexShares Quality Dividend Defensive Index Fund
QDEF
$548M
$35.7K 0.02%
605
– –
WBA
380
DELISTED
Walgreens Boots Alliance
WBA
$35.6K 0.02%
1,365
-611
-31% -$13.7K
JCI icon
381
Johnson Controls International
JCI
$84.3B
$35.3K 0.02%
612
+67
+12% +$3.52K
AMX icon
382
America Movil
AMX
$75.1B
$35.2K 0.02%
1,903
– –
NFLX icon
383
Netflix
NFLX
$301B
$35.1K 0.02%
720
– –
OXY icon
384
Occidental Petroleum
OXY
$55.6B
$35K 0.02%
587
-202
-26% -$12.3K
DTE icon
385
DTE Energy
DTE
$30.3B
$34.7K 0.02%
315
+70
+29% +$7.17K
BOH icon
386
Bank of Hawaii
BOH
$3.16B
$34.4K 0.02%
475
– –
FPF
387
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$34.3K 0.02%
2,100
– –
COWZ icon
388
Pacer US Cash Cows 100 ETF
COWZ
$19.1B
$34.2K 0.02%
657
+402
+158% +$20K
IQDE
389
DELISTED
FlexShares International Quality Dividend Defensive Index Fund
IQDE
$34K 0.02%
1,625
– –
TMUS icon
390
T-Mobile US
TMUS
$194B
$33.7K 0.02%
210
– –
PLBC icon
391
Plumas Bancorp
PLBC
$432M
$33.1K 0.02%
800
– –
SAVE
392
DELISTED
Spirit Airlines, Inc.
SAVE
$32.8K 0.02%
+2,000
New +$28.8K
IYE icon
393
iShares US Energy ETF
IYE
$1.73B
$32.6K 0.02%
740
-60
-8% -$2.7K
SCHW
394
Charles Schwab
SCHW
$184B
$32.5K 0.02%
472
+4
+0.9% +$231
PHG icon
395
Philips
PHG
$25.2B
$32.2K 0.02%
1,542
– –
MAT icon
396
Mattel
MAT
$4.46B
$31.9K 0.02%
1,690
– –
WRB icon
397
W.R. Berkley
WRB
$28.2B
$31.8K 0.02%
675
– –
TROW icon
398
T. Rowe Price
TROW
$25.7B
$31.7K 0.02%
294
+52
+21% +$5.18K
MU icon
399
Micron Technology
MU
$893B
$31.6K 0.02%
370
-185
-33% -$13.7K
PSA icon
400
Public Storage
PSA
$62.2B
$31.4K 0.02%
103
– –
14 15
16
17 18

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.