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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVY icon
376
iShares Select Dividend ETF
DVY
$23.8B
$32.3K 0.02%
300
– –
DHI icon
377
D.R. Horton
DHI
$42.1B
$32K 0.02%
298
– –
HTGC icon
378
Hercules Capital
HTGC
$3.16B
$31.8K 0.02%
1,939
– –
IQDE
379
DELISTED
FlexShares International Quality Dividend Defensive Index Fund
IQDE
$31.6K 0.02%
1,625
– –
CMCSA icon
380
Comcast
CMCSA
$88.5B
$31.4K 0.02%
708
+13
+2% +$580
FPF
381
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$31.3K 0.02%
2,100
– –
UBER icon
382
Uber
UBER
$147B
$31K 0.02%
675
– –
KNF icon
383
Knife River
KNF
$3.94B
$30.2K 0.02%
618
+250
+68% +$11.9K
TMUS icon
384
T-Mobile US
TMUS
$190B
$29.4K 0.02%
210
– –
VAL.WS icon
385
Valaris Ltd Warrants
VAL.WS
$642M
$29.1K 0.02%
+2,000
New +$27.5K
JCI icon
386
Johnson Controls International
JCI
$93.1B
$29K 0.02%
545
-145
-21% -$8.95K
TFLO icon
387
iShares Treasury Floating Rate Bond ETF
TFLO
$6.64B
$28.9K 0.02%
570
– –
MDU icon
388
MDU Resources
MDU
$4.2B
$28.9K 0.02%
2,662
– –
WRB icon
389
W.R. Berkley
WRB
$26.5B
$28.6K 0.02%
675
– –
TECK icon
390
Teck Resources
TECK
$31.8B
$27.8K 0.02%
646
– –
ETR icon
391
Entergy
ETR
$50.8B
$27.8K 0.02%
600
– –
PHG icon
392
Philips
PHG
$25.9B
$27.5K 0.02%
1,542
– –
PLBC icon
393
Plumas Bancorp
PLBC
$423M
$27.3K 0.02%
800
– –
GSLC icon
394
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.5B
$27.3K 0.02%
324
– –
NFLX icon
395
Netflix
NFLX
$306B
$27.2K 0.02%
720
– –
PSA icon
396
Public Storage
PSA
$61B
$27.1K 0.02%
103
– –
UL icon
397
Unilever
UL
$138B
$26.8K 0.01%
483
-173
-26% -$10K
GLD icon
398
SPDR Gold Trust
GLD
$132B
$25.9K 0.01%
151
-197
-57% -$35.2K
HIG icon
399
Hartford Financial Services
HIG
$38.9B
$25.9K 0.01%
365
– –
SCHW
400
Charles Schwab
SCHW
$185B
$25.7K 0.01%
468
– –
14 15
16
17 18

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HA
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DB
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HWM
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EPIM
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ZEP
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NTCM
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Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.