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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+1.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
+$23.8M
Cap. Flow
+$24.7M
Cap. Flow %
18.01%
Top 10 Hldgs %
29.14%
Holding
570
New
253
Increased
134
Reduced
21
Closed
4

Top Buys

Rank Stock Value
1
MSA icon
Mine Safety
MSA
+$1.01M
2
KNTK icon
Kinetik
KNTK
+$675K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$625K
4
XOM icon
ExxonMobil
XOM
+$616K
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$461K

Top Sells

Rank Stock Value
1
NEOG icon
Neogen
NEOG
+$662K
2
O icon
Realty Income
O
+$344K
3
VRTX icon
Vertex Pharmaceuticals
VRTX
+$149K
4
MPLX icon
MPLX
MPLX
+$131K
5
KEYS icon
Keysight
KEYS
+$84.9K

Sector Composition

Rank Sector Weight
1 Financials 24.7%
2 Technology 13.59%
3 Industrials 10.7%
4 Consumer Staples 8.84%
5 Real Estate 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KD icon
376
Kyndryl
KD
$3.09B
$13.6K 0.01%
920
+251
+38% +$3.56K
WLYB icon
377
John Wiley & Sons Class B
WLYB
$13.4K 0.01%
350
– –
UBER icon
378
Uber
UBER
$145B
$13.3K 0.01%
+420
New +$13.3K
FWONK icon
379
Liberty Media Series C
FWONK
$25.5B
$12.8K 0.01%
177
– –
SII
380
Sprott
SII
$2.68B
$12.7K 0.01%
350
– –
CLDX icon
381
Celldex Therapeutics
CLDX
$2.94B
$12.6K 0.01%
350
– –
GSLC icon
382
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.8B
$12.1K 0.01%
+149
New +$11.8K
TXN icon
383
Texas Instruments
TXN
$248B
$11.5K 0.01%
+62
New +$10.9K
NS
384
DELISTED
NuStar Energy L.P.
NS
$11.5K 0.01%
+736
New +$12K
OGN icon
385
Organon & Co
OGN
$3.56B
$11.1K 0.01%
471
+324
+220% +$8.7K
IUSG icon
386
iShares Core S&P US Growth ETF
IUSG
$30.4B
$10.5K 0.01%
+118
New +$10K
BHP icon
387
BHP
BHP
$211B
$10.1K 0.01%
+160
New +$10.3K
BSX icon
388
Boston Scientific
BSX
$68.4B
$10K 0.01%
+200
New +$9.43K
FCNCA icon
389
First Citizens BancShares
FCNCA
$24.7B
$9.73K 0.01%
10
– –
NCA icon
390
Nuveen California Municipal Value Fund
NCA
$298M
$9.69K 0.01%
+1,100
New +$9.68K
WEC icon
391
WEC Energy
WEC
$36.3B
$9.48K 0.01%
+100
New +$9.26K
FPF
392
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$9.47K 0.01%
+600
New +$10.5K
BERY
393
DELISTED
Berry Global Group, Inc.
BERY
$9.37K 0.01%
173
– –
EFT
394
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$9.35K 0.01%
812
– –
ZTS icon
395
Zoetis
ZTS
$32.7B
$9.32K 0.01%
+56
New +$9.18K
DEA
396
Easterly Government Properties
DEA
$1.16B
$9.32K 0.01%
+271
New +$10.2K
IWP icon
397
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$9.29K 0.01%
102
– –
MAT icon
398
Mattel
MAT
$4.47B
$9.21K 0.01%
500
– –
FITB
399
Fifth Third Bancorp
FITB
$51.3B
$9.16K 0.01%
344
– –
EXC icon
400
Exelon
EXC
$48.1B
$9.13K 0.01%
+218
New +$9.09K
14 15
16
17 18

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Caldwell Sutter Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Sutter Capital held 570 positions worth $137M, up 21% from $113M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Sutter Capital deployed $24.7M of net new capital in Q1 2023, opening 253 new positions and adding to 134 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 29% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Neogen, an estimated $662K trimmed.

  • Caldwell Sutter Capital's largest Q1 2023 buy was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.
  • Caldwell Sutter Capital added most to Mine Safety in Q1 2023, an estimated $1.01M increase.
  • Caldwell Sutter Capital's biggest Q1 2023 reduction was Neogen, cutting an estimated $662K.
  • Caldwell Sutter Capital fully exited MPLX in Q1 2023, selling an estimated $131K.
  • Caldwell Sutter Capital's ten largest holdings make up 29% of its $137M portfolio in Q1 2023.
  • Caldwell Sutter Capital opened 253 new positions and closed 4 in Q1 2023.
  • Caldwell Sutter Capital's portfolio value rose 21% quarter-over-quarter to $137M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2023, filed 25 Apr 2023.