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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIPC icon
351
Brookfield Infrastructure
BIPC
$4.97B
$38.8K 0.02%
1,099
+203
+23% +$8.38K
CTVA icon
352
Corteva
CTVA
$52.2B
$38.2K 0.02%
747
-225
-23% -$11.9K
IYE icon
353
iShares US Energy ETF
IYE
$1.73B
$37.9K 0.02%
800
– –
LUV icon
354
Southwest Airlines
LUV
$23.8B
$37.8K 0.02%
1,395
-8
-0.6% -$261
MU icon
355
Micron Technology
MU
$1.01T
$37.8K 0.02%
555
– –
ADM icon
356
Archer Daniels Midland
ADM
$38.5B
$37.7K 0.02%
500
– –
SPYM
357
State Street SPDR Portfolio S&P 500 ETF
SPYM
$167B
$37.5K 0.02%
747
+25
+3% +$1.31K
DGICB
358
Donegal Group Class B
DGICB
$848M
$37.3K 0.02%
+2,719
New +$37.8K
MAT icon
359
Mattel
MAT
$4.32B
$37.2K 0.02%
1,690
– –
CRM icon
360
Salesforce
CRM
$156B
$37.1K 0.02%
183
-12
-6% -$2.59K
HLN icon
361
Haleon
HLN
$43.1B
$37.1K 0.02%
4,448
-4,057
-48% -$33.8K
TKR icon
362
Timken Company
TKR
$9.18B
$36.7K 0.02%
+500
New +$40.6K
VNQ icon
363
Vanguard Real Estate ETF
VNQ
$39.2B
$36.3K 0.02%
480
– –
AVY icon
364
Avery Dennison
AVY
$13.3B
$36.2K 0.02%
198
– –
BANX
365
ArrowMark Financial
BANX
$199M
$35.7K 0.02%
2,041
– –
GEHC icon
366
GE HealthCare
GEHC
$31.7B
$35.3K 0.02%
519
-97
-16% -$7.06K
IGIB icon
367
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$35.3K 0.02%
725
+290
+67% +$14.4K
CMS icon
368
CMS Energy
CMS
$22.5B
$35.3K 0.02%
664
+105
+19% +$6.08K
HDV
369
iShares Core High Dividend ETF
HDV
$14.8B
$35.2K 0.02%
1,780
– –
RY icon
370
Royal Bank of Canada
RY
$290B
$34.5K 0.02%
395
– –
NTAP icon
371
NetApp
NTAP
$37.4B
$34K 0.02%
448
-300
-40% -$23.2K
MGM icon
372
MGM Resorts International
MGM
$11.7B
$33.5K 0.02%
910
– –
AEO icon
373
American Eagle Outfitters
AEO
$3.03B
$33.2K 0.02%
2,000
– –
AMX icon
374
America Movil
AMX
$74.7B
$33K 0.02%
1,903
– –
QDEF icon
375
FlexShares Quality Dividend Defensive Index Fund
QDEF
$558M
$32.7K 0.02%
605
– –
13 14
15
16 17

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HA
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DB
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HWM
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EPIM
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ZEP
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NTCM
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Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.