We are live on ! Find out more
CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+1.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
+$23.8M
Cap. Flow
+$24.7M
Cap. Flow %
18.01%
Top 10 Hldgs %
29.14%
Holding
570
New
253
Increased
134
Reduced
21
Closed
4

Top Buys

Rank Stock Value
1
MSA icon
Mine Safety
MSA
+$1.01M
2
KNTK icon
Kinetik
KNTK
+$675K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$625K
4
XOM icon
ExxonMobil
XOM
+$616K
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$461K

Top Sells

Rank Stock Value
1
NEOG icon
Neogen
NEOG
+$662K
2
O icon
Realty Income
O
+$344K
3
VRTX icon
Vertex Pharmaceuticals
VRTX
+$149K
4
MPLX icon
MPLX
MPLX
+$131K
5
KEYS icon
Keysight
KEYS
+$84.9K

Sector Composition

Rank Sector Weight
1 Financials 24.7%
2 Technology 13.59%
3 Industrials 10.7%
4 Consumer Staples 8.84%
5 Real Estate 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAXJ icon
351
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.51B
$17.2K 0.01%
+253
New +$17.3K
IEO icon
352
iShares US Oil & Gas Exploration & Production ETF
IEO
$566M
$17.2K 0.01%
200
– –
VMC icon
353
Vulcan Materials
VMC
$36.8B
$17K 0.01%
99
– –
SCHW
354
Charles Schwab
SCHW
$182B
$17K 0.01%
+324
New +$23.7K
EMX
355
DELISTED
EMX Royalty
EMX
$16.9K 0.01%
8,487
– –
GEHC icon
356
GE HealthCare
GEHC
$32.7B
$16.8K 0.01%
+205
New +$14.6K
CSX icon
357
CSX Corp
CSX
$94B
$16.8K 0.01%
+561
New +$17.2K
SENEA icon
358
Seneca Foods Class A
SENEA
$1.15B
$16.8K 0.01%
321
– –
VTRS icon
359
Viatris
VTRS
$20.8B
$16.7K 0.01%
1,736
+1,372
+377% +$15.2K
VBR icon
360
Vanguard Small-Cap Value ETF
VBR
$37.2B
$16.2K 0.01%
+102
New +$16.9K
TROW icon
361
T. Rowe Price
TROW
$25.5B
$16K 0.01%
+142
New +$16.2K
PYPL icon
362
PayPal
PYPL
$50.3B
$16K 0.01%
211
+110
+109% +$8.47K
SEE
363
DELISTED
Sealed Air
SEE
$15.9K 0.01%
346
– –
BBDC icon
364
Barings BDC
BBDC
$869M
$15.5K 0.01%
1,958
– –
PHYS icon
365
Sprott Physical Gold
PHYS
$14.6B
$15.5K 0.01%
1,000
– –
BIIB icon
366
Biogen
BIIB
$30.9B
$15.3K 0.01%
+55
New +$15.2K
CTVA icon
367
Corteva
CTVA
$60.5B
$14.9K 0.01%
247
+164
+198% +$10K
LBRDK icon
368
Liberty Broadband Class C
LBRDK
$4.89B
$14.6K 0.01%
179
– –
AEE icon
369
Ameren
AEE
$30.4B
$14.6K 0.01%
+169
New +$14.5K
TM icon
370
Toyota
TM
$228B
$14.2K 0.01%
+100
New +$14.1K
IYR icon
371
iShares US Real Estate ETF
IYR
$4.75B
$14.1K 0.01%
+166
New +$14.5K
IWR icon
372
iShares Russell Mid-Cap ETF
IWR
$55.9B
$14K 0.01%
+200
New +$14.1K
AGG icon
373
iShares Core US Aggregate Bond ETF
AGG
$138B
$13.8K 0.01%
+139
New +$13.7K
AMAT icon
374
Applied Materials
AMAT
$347B
$13.8K 0.01%
+112
New +$12.9K
FRGE
375
DELISTED
Forge Global Holdings
FRGE
$13.7K 0.01%
521
– –
13 14
15
16 17

Similar funds

RPCONE
Retirement Planning Company of New England Warwick, Rhode Island $246M AUM 27.83% 1-Year Est. Return
VPA
Vernal Point Advisors San Francisco, California $246M AUM 12.97% 1-Year Est. Return
MAMHA
MY.Alpha Management HK Advisors Hong Kong $246M AUM 73.75% 1-Year Est. Return
IRP
Investment Research Partners Lemont, Pennsylvania $246M AUM
HA
Hanover Advisors Seneca, South Carolina $246M AUM 12.74% 1-Year Est. Return
DB
Dravo Bay Rehoboth Beach, Delaware $246M AUM 15.09% 1-Year Est. Return
PPA
Pilgrim Partners Asia Singapore $246M AUM
HWM
HighMark Wealth Management St. Paul, Minnesota $246M AUM 35.95% 1-Year Est. Return

Caldwell Sutter Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Sutter Capital held 570 positions worth $137M, up 21% from $113M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Sutter Capital deployed $24.7M of net new capital in Q1 2023, opening 253 new positions and adding to 134 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 29% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Neogen, an estimated $662K trimmed.

  • Caldwell Sutter Capital's largest Q1 2023 buy was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.
  • Caldwell Sutter Capital added most to Mine Safety in Q1 2023, an estimated $1.01M increase.
  • Caldwell Sutter Capital's biggest Q1 2023 reduction was Neogen, cutting an estimated $662K.
  • Caldwell Sutter Capital fully exited MPLX in Q1 2023, selling an estimated $131K.
  • Caldwell Sutter Capital's ten largest holdings make up 29% of its $137M portfolio in Q1 2023.
  • Caldwell Sutter Capital opened 253 new positions and closed 4 in Q1 2023.
  • Caldwell Sutter Capital's portfolio value rose 21% quarter-over-quarter to $137M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2023, filed 25 Apr 2023.