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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+1.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
+$23.8M
Cap. Flow
+$24.7M
Cap. Flow %
18.01%
Top 10 Hldgs %
29.14%
Holding
570
New
253
Increased
134
Reduced
21
Closed
4

Top Buys

Rank Stock Value
1
MSA icon
Mine Safety
MSA
+$1.01M
2
KNTK icon
Kinetik
KNTK
+$675K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$625K
4
XOM icon
ExxonMobil
XOM
+$616K
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$461K

Top Sells

Rank Stock Value
1
NEOG icon
Neogen
NEOG
+$662K
2
O icon
Realty Income
O
+$344K
3
VRTX icon
Vertex Pharmaceuticals
VRTX
+$149K
4
MPLX icon
MPLX
MPLX
+$131K
5
KEYS icon
Keysight
KEYS
+$84.9K

Sector Composition

Rank Sector Weight
1 Financials 24.7%
2 Technology 13.59%
3 Industrials 10.7%
4 Consumer Staples 8.84%
5 Real Estate 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLY
326
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$22.3K 0.02%
+265
New +$23K
BIPC icon
327
Brookfield Infrastructure
BIPC
$5.33B
$22K 0.02%
+478
New +$20.8K
NFLX icon
328
Netflix
NFLX
$306B
$21.4K 0.02%
620
+120
+24% +$3.97K
IEFA icon
329
iShares Core MSCI EAFE ETF
IEFA
$189B
$21.3K 0.02%
+319
New +$20.9K
IQDE
330
DELISTED
FlexShares International Quality Dividend Defensive Index Fund
IQDE
$21.1K 0.02%
+1,050
New +$21.1K
TD icon
331
Toronto Dominion Bank
TD
$197B
$21K 0.02%
+350
New +$22.6K
IUSV icon
332
iShares Core S&P US Value ETF
IUSV
$27.5B
$21K 0.02%
+284
New +$20.9K
CMS icon
333
CMS Energy
CMS
$22.9B
$20.6K 0.02%
+336
New +$20.7K
IYJ icon
334
iShares US Industrials ETF
IYJ
$1.97B
$20K 0.01%
200
– –
TSLA icon
335
Tesla
TSLA
$1.21T
$19.9K 0.01%
96
-479
-83% -$83.6K
GLD icon
336
SPDR Gold Trust
GLD
$133B
$19.6K 0.01%
107
-27
-20% -$4.75K
NOC icon
337
Northrop Grumman
NOC
$77.2B
$19.4K 0.01%
+42
New +$19.5K
AEM icon
338
Agnico Eagle Mines
AEM
$72.9B
$19.4K 0.01%
+380
New +$19.5K
MS icon
339
Morgan Stanley
MS
$325B
$19.3K 0.01%
+220
New +$20.5K
ISRG icon
340
Intuitive Surgical
ISRG
$127B
$19.2K 0.01%
75
+45
+150% +$11.1K
HPE icon
341
Hewlett Packard
HPE
$61.5B
$19.1K 0.01%
1,200
– –
GDV icon
342
Gabelli Dividend & Income Trust
GDV
$2.6B
$18.7K 0.01%
+900
New +$19.1K
PCK
343
DELISTED
Pimco California Municipal Income Fund II
PCK
$18.6K 0.01%
3,000
– –
WBA
344
DELISTED
Walgreens Boots Alliance
WBA
$18.5K 0.01%
535
+335
+168% +$11.9K
DTE icon
345
DTE Energy
DTE
$29.7B
$18.1K 0.01%
+165
New +$18.5K
ABT icon
346
Abbott
ABT
$189B
$17.7K 0.01%
175
– –
KBE icon
347
State Street SPDR S&P Bank ETF
KBE
$1.66B
$17.6K 0.01%
475
– –
AWK icon
348
American Water Works
AWK
$26.9B
$17.6K 0.01%
+120
New +$17.8K
FICO icon
349
Fair Isaac
FICO
$32.7B
$17.6K 0.01%
+25
New +$16.6K
CI icon
350
Cigna
CI
$78.9B
$17.4K 0.01%
68
– –
12 13
14
15 16

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Caldwell Sutter Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Sutter Capital held 570 positions worth $137M, up 21% from $113M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Sutter Capital deployed $24.7M of net new capital in Q1 2023, opening 253 new positions and adding to 134 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 29% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Neogen, an estimated $662K trimmed.

  • Caldwell Sutter Capital's largest Q1 2023 buy was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.
  • Caldwell Sutter Capital added most to Mine Safety in Q1 2023, an estimated $1.01M increase.
  • Caldwell Sutter Capital's biggest Q1 2023 reduction was Neogen, cutting an estimated $662K.
  • Caldwell Sutter Capital fully exited MPLX in Q1 2023, selling an estimated $131K.
  • Caldwell Sutter Capital's ten largest holdings make up 29% of its $137M portfolio in Q1 2023.
  • Caldwell Sutter Capital opened 253 new positions and closed 4 in Q1 2023.
  • Caldwell Sutter Capital's portfolio value rose 21% quarter-over-quarter to $137M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2023, filed 25 Apr 2023.