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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WM icon
301
Waste Management
WM
$90B
$66.3K 0.04%
435
-47
-10% -$7.61K
CALB
302
DELISTED
California BanCorp Common Stock
CALB
$65.4K 0.04%
3,256
– –
BG icon
303
Bunge Global
BG
$20.5B
$63.9K 0.04%
590
-110
-16% -$12.1K
XLI icon
304
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$61.8K 0.03%
610
– –
SPYG icon
305
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.2B
$59.3K 0.03%
1,000
– –
KBR icon
306
KBR
KBR
$4.77B
$58.9K 0.03%
1,000
– –
GM icon
307
General Motors
GM
$77.5B
$54.6K 0.03%
1,656
+86
+5% +$3.06K
MRSH
308
Marsh
MRSH
$91.4B
$53.9K 0.03%
283
-125
-31% -$24K
GLW icon
309
Corning
GLW
$137B
$53.2K 0.03%
1,746
– –
BP icon
310
BP
BP
$109B
$53.2K 0.03%
1,373
+1,200
+694% +$44.5K
SPG icon
311
Simon Property Group
SPG
$73.3B
$53K 0.03%
491
+135
+38% +$15.8K
TD icon
312
Toronto Dominion Bank
TD
$197B
$52.2K 0.03%
867
+74
+9% +$4.61K
WRK
313
DELISTED
WestRock Company
WRK
$51.7K 0.03%
1,443
– –
DBRG icon
314
DigitalBridge
DBRG
$2.93B
$51.6K 0.03%
2,933
– –
RNP icon
315
Cohen & Steers REIT and Preferred and Income Fund
RNP
$984M
$51.5K 0.03%
3,000
– –
MPC icon
316
Marathon Petroleum
MPC
$91.3B
$51.3K 0.03%
339
– –
OXY icon
317
Occidental Petroleum
OXY
$54.8B
$51.2K 0.03%
789
+1
+0.1% +$63
IYK icon
318
iShares US Consumer Staples ETF
IYK
$1.41B
$50.9K 0.03%
819
– –
VCSH icon
319
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$50.9K 0.03%
677
– –
HYG icon
320
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$50.4K 0.03%
683
– –
BEN icon
321
Franklin Resources
BEN
$18.2B
$49.2K 0.03%
2,000
– –
EVRG icon
322
Evergy
EVRG
$19.3B
$48.5K 0.03%
956
– –
WBD icon
323
Warner Bros
WBD
$64.7B
$48.4K 0.03%
4,455
-106
-2% -$1.32K
IYF icon
324
iShares US Financials ETF
IYF
$4.62B
$47.9K 0.03%
641
– –
SHEL icon
325
Shell
SHEL
$249B
$47.6K 0.03%
739
-700
-49% -$43.6K
11 12
13
14 15

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HA
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DB
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HWM
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FPW
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EPIM
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ZEP
Zeno Equity Partners London, United Kingdom $246M AUM 5.07% 1-Year Est. Return

Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.