We are live on ! Find out more
CSC

Caldwell Sutter Capital Portfolio holdings

AUM $265M
1-Year Est. Return 30.15%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+30.15%
3 Year Est. Return
+79.5%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
99
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Miscellaneous 15.44%
3 Technology 13.01%
4 Industrials 12.76%
5 Consumer Staples 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
276
iShares Russell 1000 Growth ETF
IWF
$125B
$94K 0.05%
1,240
– –
IGSB icon
277
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.5B
$92.2K 0.05%
1,799
+368
+26% +$18.5K
NIC icon
278
Nicolet Bankshares
NIC
$3.52B
$90.9K 0.05%
1,129
– –
RLJ.PRA icon
279
RLJ Lodging Trust $1.95 Series A Preferred Stock
RLJ.PRA
$323M
$90.2K 0.05%
3,600
– –
MDLZ icon
280
Mondelez International
MDLZ
$79.2B
$89.5K 0.05%
1,236
– –
VLTO icon
281
Veralto
VLTO
$23.2B
$89K 0.05%
+1,082
New +$80.8K
XLP icon
282
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.4B
$88.2K 0.04%
1,224
– –
FPE icon
283
First Trust Preferred Securities and Income ETF
FPE
$6.24B
$87.5K 0.04%
5,191
+548
+12% +$8.84K
EZU icon
284
iShare MSCI Eurozone ETF
EZU
$9.67B
$87.2K 0.04%
1,838
+1,370
+293% +$60.3K
HYG icon
285
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.2B
$86.6K 0.04%
1,119
+436
+64% +$32.5K
XEL icon
286
Xcel Energy
XEL
$46B
$85.4K 0.04%
1,379
+13
+1% +$780
SO icon
287
Southern Company
SO
$99.8B
$85.1K 0.04%
1,214
+30
+3% +$2.06K
UBFO
288
DELISTED
United Security Bancshares
UBFO
$84.6K 0.04%
10,065
– –
EWG icon
289
iShares MSCI Germany ETF
EWG
$1.69B
$84.6K 0.04%
2,851
+1,230
+76% +$33.6K
GBLI icon
290
Global Indemnity Group
GBLI
$403M
$83.8K 0.04%
2,600
– –
HE icon
291
Hawaiian Electric Industries
HE
$1.74B
$83.7K 0.04%
5,900
– –
PSLV icon
292
Sprott Physical Silver Trust
PSLV
$13.4B
$83.2K 0.04%
10,300
– –
CALB
293
DELISTED
California BanCorp Common Stock
CALB
$80.6K 0.04%
3,256
– –
DVY icon
294
iShares Select Dividend ETF
DVY
$23.2B
$80.4K 0.04%
686
+386
+129% +$42.5K
UBER icon
295
Uber
UBER
$145B
$80K 0.04%
1,300
+625
+93% +$32.7K
LLY icon
296
Eli Lilly
LLY
$1.03T
$79.3K 0.04%
136
-4
-3% -$2.33K
DD icon
297
DuPont de Nemours
DD
$17.3B
$79.2K 0.04%
821
-145
-15% -$13.2K
WM icon
298
Waste Management
WM
$85.3B
$77.9K 0.04%
435
– –
HTGC icon
299
Hercules Capital
HTGC
$3.32B
$75.3K 0.04%
4,520
+2,581
+133% +$40.8K
APD icon
300
Air Products & Chemicals
APD
$63.7B
$75.3K 0.04%
275
-31
-10% -$8.52K
10 11
12
13 14

Similar funds

SFP
Strategic Financial Partners Bend, Oregon $265M AUM 20% 1-Year Est. Return
WFA
WMG Financial Advisors Knoxville, Tennessee $265M AUM 26.03% 1-Year Est. Return
BCA
Ballentine Capital Advisors Greenville, South Carolina $265M AUM 18.67% 1-Year Est. Return
HFA
Hippocratic Financial Advisors Westlake Village, California $265M AUM 13.23% 1-Year Est. Return
PI
Pachira Investments Dana Point, California $265M AUM 30.34% 1-Year Est. Return
MC
Mount Capital London, United Kingdom $265M AUM 3.5% 1-Year Est. Return
M
MYeCFO La Jolla, California $265M AUM 22.12% 1-Year Est. Return
I
IMPACTfolio Denver, Colorado $266M AUM 18.48% 1-Year Est. Return

Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 99 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Miscellaneous and Technology.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 99 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.