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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UFPI icon
251
UFP Industries
UFPI
$5.28B
$102K 0.06%
1,000
– –
FLIC
252
DELISTED
First of Long Island Corp
FLIC
$102K 0.06%
8,885
– –
SMDV icon
253
ProShares Russell 2000 Dividend Growers ETF
SMDV
$711M
$102K 0.06%
1,804
+525
+41% +$31.5K
IWM icon
254
iShares Russell 2000 ETF
IWM
$83.1B
$101K 0.06%
573
– –
TGT icon
255
Target
TGT
$67.8B
$99.7K 0.06%
902
+179
+25% +$22.7K
AGG icon
256
iShares Core US Aggregate Bond ETF
AGG
$138B
$98.7K 0.05%
1,050
+150
+17% +$14.4K
VWO icon
257
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$97.7K 0.05%
2,491
+276
+12% +$11.3K
KTOS icon
258
Kratos Defense & Security Solutions
KTOS
$9.76B
$97.6K 0.05%
6,500
-500
-7% -$7.44K
BMO icon
259
Bank of Montreal
BMO
$126B
$96.4K 0.05%
1,143
-7
-0.6% -$615
IAU icon
260
iShares Gold Trust
IAU
$63.4B
$96.4K 0.05%
2,755
– –
CI icon
261
Cigna
CI
$72.4B
$93K 0.05%
325
– –
DFUV icon
262
Dimensional US Marketwide Value ETF
DFUV
$15.7B
$91.9K 0.05%
2,700
– –
DD icon
263
DuPont de Nemours
DD
$19B
$90.4K 0.05%
966
-159
-14% -$14.9K
GBLI icon
264
Global Indemnity Group
GBLI
$402M
$89.3K 0.05%
2,600
– –
ADBE icon
265
Adobe
ADBE
$102B
$88.7K 0.05%
174
– –
ILPT
266
Industrial Logistics Properties Trust
ILPT
$583M
$88.6K 0.05%
30,664
– –
CEF icon
267
Sprott Physical Gold and Silver Trust
CEF
$7.56B
$88.3K 0.05%
5,100
– –
PANW icon
268
Palo Alto Networks
PANW
$294B
$87.7K 0.05%
748
-78
-9% -$9.23K
TCBK icon
269
TriCo Bancshares
TCBK
$1.88B
$87.1K 0.05%
2,719
– –
NVST icon
270
Envista
NVST
$4.53B
$86.9K 0.05%
3,116
-1,000
-24% -$32.4K
APD icon
271
Air Products & Chemicals
APD
$65.7B
$86.7K 0.05%
306
+22
+8% +$6.45K
RLJ.PRA icon
272
RLJ Lodging Trust $1.95 Series A Preferred Stock
RLJ.PRA
$324M
$86.6K 0.05%
3,600
– –
MDLZ icon
273
Mondelez International
MDLZ
$78.8B
$85.8K 0.05%
1,236
-624
-34% -$45K
BBIO icon
274
BridgeBio Pharma
BBIO
$16.1B
$84.4K 0.05%
3,200
– –
XLP icon
275
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$84.2K 0.05%
1,224
+96
+9% +$7.03K
9 10
11
12 13

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IRP
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HA
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DB
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HWM
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FPW
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EPIM
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Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.