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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+1.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
+$23.8M
Cap. Flow
+$24.7M
Cap. Flow %
18.01%
Top 10 Hldgs %
29.14%
Holding
570
New
253
Increased
134
Reduced
21
Closed
4

Top Buys

Rank Stock Value
1
MSA icon
Mine Safety
MSA
+$1.01M
2
KNTK icon
Kinetik
KNTK
+$675K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$625K
4
XOM icon
ExxonMobil
XOM
+$616K
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$461K

Top Sells

Rank Stock Value
1
NEOG icon
Neogen
NEOG
+$662K
2
O icon
Realty Income
O
+$344K
3
VRTX icon
Vertex Pharmaceuticals
VRTX
+$149K
4
MPLX icon
MPLX
MPLX
+$131K
5
KEYS icon
Keysight
KEYS
+$84.9K

Sector Composition

Rank Sector Weight
1 Financials 24.7%
2 Technology 13.59%
3 Industrials 10.7%
4 Consumer Staples 8.84%
5 Real Estate 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDU icon
251
MDU Resources
MDU
$4.3B
$45K 0.03%
3,879
+1,249
+47% +$14.5K
LUV icon
252
Southwest Airlines
LUV
$22.1B
$44.7K 0.03%
1,375
+100
+8% +$3.4K
UBFO
253
DELISTED
United Security Bancshares
UBFO
$44.7K 0.03%
+7,000
New +$52.1K
PANW icon
254
Palo Alto Networks
PANW
$257B
$44.5K 0.03%
+446
New +$37.8K
XEL icon
255
Xcel Energy
XEL
$50B
$43.4K 0.03%
+644
New +$43.5K
BG icon
256
Bunge Global
BG
$21.2B
$43.4K 0.03%
+454
New +$44.1K
MET icon
257
MetLife
MET
$62.7B
$43.2K 0.03%
+745
New +$50.3K
OXY icon
258
Occidental Petroleum
OXY
$55.5B
$41.2K 0.03%
661
+1
+0.2% +$62
IVV icon
259
iShares Core S&P 500 ETF
IVV
$866B
$41.1K 0.03%
+100
New +$40.1K
HES
260
DELISTED
Hess
HES
$41K 0.03%
310
– –
VTI icon
261
Vanguard Total Stock Market ETF
VTI
$652B
$40.8K 0.03%
+200
New +$40K
VV icon
262
Vanguard Large-Cap ETF
VV
$51.7B
$40.5K 0.03%
+217
New +$39.5K
BOH icon
263
Bank of Hawaii
BOH
$3.15B
$40.4K 0.03%
+775
New +$54.4K
WBD icon
264
Warner Bros
WBD
$64.1B
$40.2K 0.03%
2,661
+1,227
+86% +$17.5K
VBK icon
265
Vanguard Small-Cap Growth ETF
VBK
$22.9B
$40K 0.03%
+185
New +$40K
ADM icon
266
Archer Daniels Midland
ADM
$39.5B
$39.8K 0.03%
+500
New +$40.8K
DD icon
267
DuPont de Nemours
DD
$18.7B
$39.6K 0.03%
440
+294
+201% +$26.8K
FRC
268
DELISTED
First Republic Bank
FRC
$39.2K 0.03%
+2,800
New +$287K
SMDV icon
269
ProShares Russell 2000 Dividend Growers ETF
SMDV
$705M
$38K 0.03%
+622
New +$39.3K
CRM icon
270
Salesforce
CRM
$150B
$38K 0.03%
+190
New +$32.1K
EVA
271
DELISTED
Enviva Inc.
EVA
$37.9K 0.03%
+1,311
New +$53.5K
XME icon
272
State Street SPDR S&P Metals & Mining ETF
XME
$3.79B
$37.7K 0.03%
710
– –
CDMO
273
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$37.5K 0.03%
2,000
– –
BANX
274
ArrowMark Financial
BANX
$195M
$36.7K 0.03%
2,041
– –
RTX icon
275
RTX Corp
RTX
$294B
$36.7K 0.03%
+375
New +$36.9K
9 10
11
12 13

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Caldwell Sutter Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Sutter Capital held 570 positions worth $137M, up 21% from $113M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Sutter Capital deployed $24.7M of net new capital in Q1 2023, opening 253 new positions and adding to 134 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 29% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Neogen, an estimated $662K trimmed.

  • Caldwell Sutter Capital's largest Q1 2023 buy was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.
  • Caldwell Sutter Capital added most to Mine Safety in Q1 2023, an estimated $1.01M increase.
  • Caldwell Sutter Capital's biggest Q1 2023 reduction was Neogen, cutting an estimated $662K.
  • Caldwell Sutter Capital fully exited MPLX in Q1 2023, selling an estimated $131K.
  • Caldwell Sutter Capital's ten largest holdings make up 29% of its $137M portfolio in Q1 2023.
  • Caldwell Sutter Capital opened 253 new positions and closed 4 in Q1 2023.
  • Caldwell Sutter Capital's portfolio value rose 21% quarter-over-quarter to $137M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2023, filed 25 Apr 2023.