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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+1.03%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$215M
AUM Growth
+$318K
Cap. Flow
+$3.46M
Cap. Flow %
1.61%
Top 10 Hldgs %
22%
Holding
930
New
23
Increased
123
Reduced
156
Closed
32

Top Buys

Rank Stock Value
1
EQC
Equity Commonwealth
EQC
+$2.78M
2
AAPL icon
Apple
AAPL
+$459K
3
WM icon
Waste Management
WM
+$441K
4
V icon
Visa
V
+$331K
5
BCLI
BRAINSTORM CELL THERAPUTC
BCLI
+$290K

Top Sells

Rank Stock Value
1
KNTK icon
Kinetik
KNTK
+$689K
2
ORCL icon
Oracle
ORCL
+$400K
3
DVN icon
Devon Energy
DVN
+$284K
4
COST icon
Costco
COST
+$238K
5
PFE icon
Pfizer
PFE
+$231K

Sector Composition

Rank Sector Weight
1 Financials 23.7%
2 Technology 12.63%
3 Industrials 11.97%
4 Consumer Staples 7.48%
5 Energy 7.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KTOS icon
226
Kratos Defense & Security Solutions
KTOS
$9.12B
$158K 0.07%
6,000
– –
NKE icon
227
Nike
NKE
$63.9B
$158K 0.07%
2,088
– –
PAA icon
228
Plains All American Pipeline
PAA
$17.2B
$158K 0.07%
9,242
+104
+1% +$1.81K
EBF icon
229
Ennis
EBF
$554M
$154K 0.07%
7,300
– –
QSR icon
230
Restaurant Brands International
QSR
$26B
$154K 0.07%
2,357
– –
NXDT
231
NexPoint Diversified Real Estate Trust
NXDT
$276M
$150K 0.07%
24,622
-7,772
-24% -$45.6K
FFWM
232
DELISTED
First Foundation Inc
FFWM
$149K 0.07%
23,971
– –
SMID icon
233
Smith-Midland
SMID
$155M
$145K 0.07%
3,272
-1,000
-23% -$39.8K
GD icon
234
General Dynamics
GD
$106B
$145K 0.07%
551
+6
+1% +$1.73K
DFUS
235
Dimensional US Equity ETF
DFUS
$20.7B
$144K 0.07%
2,264
– –
TFC icon
236
Truist Financial
TFC
$64.7B
$144K 0.07%
3,314
-31
-0.9% -$1.38K
VWO icon
237
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$144K 0.07%
3,260
+204
+7% +$9.48K
AGG icon
238
iShares Core US Aggregate Bond ETF
AGG
$138B
$143K 0.07%
1,473
-23
-2% -$2.27K
LRCX icon
239
Lam Research
LRCX
$337B
$142K 0.07%
1,969
-31
-2% -$2.35K
SDY icon
240
State Street SPDR S&P Dividend ETF
SDY
$22.3B
$142K 0.07%
1,075
– –
IWM icon
241
iShares Russell 2000 ETF
IWM
$80.4B
$140K 0.07%
635
– –
OCFC icon
242
OceanFirst Financial
OCFC
$1.74B
$140K 0.07%
7,722
– –
ADP icon
243
Automatic Data Processing
ADP
$106B
$139K 0.06%
475
– –
GSK icon
244
GSK
GSK
$108B
$137K 0.06%
4,042
-127
-3% -$4.57K
SMDV icon
245
ProShares Russell 2000 Dividend Growers ETF
SMDV
$709M
$134K 0.06%
1,978
-19
-1% -$1.35K
GEV icon
246
GE Vernova
GEV
$251B
$134K 0.06%
406
– –
ORCL icon
247
Oracle
ORCL
$346B
$133K 0.06%
796
-2,250
-74% -$400K
AB icon
248
AllianceBernstein
AB
$3.49B
$131K 0.06%
3,540
+43
+1% +$1.57K
MS icon
249
Morgan Stanley
MS
$333B
$131K 0.06%
1,044
+45
+5% +$5.54K
NOBL icon
250
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$127K 0.06%
2,550
– –
8 9
10
11 12

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MAMHA
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IRP
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HA
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PPA
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HWM
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Caldwell Sutter Capital's Q4 2024 Portfolio in Review

As of Q4 2024, Caldwell Sutter Capital held 930 positions worth $215M, up 0.15% from $215M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2024 filing shows 23 new, 123 increased, 156 reduced and 32 closed positions. Its largest new stake was BRAINSTORM CELL THERAPUTC: 157,009 shares worth $0. The largest sale was Kinetik, an estimated $689K.

By sector, the portfolio is most concentrated in Financials at 24% of assets, up from 23% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2024 buy was BRAINSTORM CELL THERAPUTC: 157,009 shares worth $0.
  • Caldwell Sutter Capital added most to Equity Commonwealth in Q4 2024, an estimated $2.78M increase.
  • Caldwell Sutter Capital's biggest Q4 2024 reduction was Kinetik, cutting an estimated $689K.
  • Caldwell Sutter Capital fully exited Equity Commonwealth 6 1/2% Series D Cumulative Convertible Preferred Shares in Q4 2024, selling an estimated $106K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $215M portfolio in Q4 2024.
  • Caldwell Sutter Capital opened 23 new positions and closed 32 in Q4 2024.
  • Caldwell Sutter Capital's portfolio value rose 0.15% quarter-over-quarter to $215M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2024, filed 21 Jan 2025.