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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMI icon
226
Cummins
CMI
$88.5B
$148K 0.08%
619
-93
-13% -$21.1K
PWB icon
227
Invesco Large Cap Growth ETF
PWB
$2.24B
$148K 0.08%
1,900
– –
AGG icon
228
iShares Core US Aggregate Bond ETF
AGG
$138B
$145K 0.07%
1,464
+414
+39% +$39.4K
X
229
DELISTED
US Steel
X
$141K 0.07%
2,900
-1,000
-26% -$36.4K
IAU icon
230
iShares Gold Trust
IAU
$62.5B
$139K 0.07%
3,565
+810
+29% +$30.3K
OCFC icon
231
OceanFirst Financial
OCFC
$1.74B
$138K 0.07%
7,964
– –
AB icon
232
AllianceBernstein
AB
$3.49B
$136K 0.07%
4,371
-749
-15% -$22K
XLC icon
233
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$135K 0.07%
1,862
+13
+0.7% +$895
SDY icon
234
State Street SPDR S&P Dividend ETF
SDY
$22.3B
$134K 0.07%
1,075
– –
KTOS icon
235
Kratos Defense & Security Solutions
KTOS
$9.12B
$132K 0.07%
6,500
– –
AMAT icon
236
Applied Materials
AMAT
$378B
$131K 0.07%
811
-47
-5% -$6.91K
TGT icon
237
Target
TGT
$65.5B
$131K 0.07%
917
+15
+2% +$1.83K
RMR icon
238
The RMR Group
RMR
$343M
$130K 0.07%
4,591
– –
BBIO icon
239
BridgeBio Pharma
BBIO
$16.8B
$129K 0.07%
3,200
– –
UFPI icon
240
UFP Industries
UFPI
$5.14B
$126K 0.06%
1,000
– –
OTIS icon
241
Otis Worldwide
OTIS
$28B
$122K 0.06%
1,366
-4
-0.3% -$333
NOBL icon
242
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$121K 0.06%
2,550
+50
+2% +$2.24K
SMDV icon
243
ProShares Russell 2000 Dividend Growers ETF
SMDV
$709M
$121K 0.06%
1,864
+60
+3% +$3.52K
MBB icon
244
iShares MBS ETF
MBB
$39.2B
$121K 0.06%
1,287
– –
CVE icon
245
Cenovus Energy
CVE
$51.6B
$121K 0.06%
7,250
– –
CPB icon
246
Campbell Soup
CPB
$6.8B
$119K 0.06%
2,746
+143
+5% +$5.88K
RVSB icon
247
Riverview Bancorp
RVSB
$109M
$118K 0.06%
18,500
– –
TFC icon
248
Truist Financial
TFC
$64.7B
$118K 0.06%
3,203
+494
+18% +$15.5K
FLIC
249
DELISTED
First of Long Island Corp
FLIC
$118K 0.06%
8,885
– –
DFUS
250
Dimensional US Equity ETF
DFUS
$20.7B
$117K 0.06%
2,264
– –
8 9
10
11 12

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.