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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+1.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
+$23.8M
Cap. Flow
+$24.7M
Cap. Flow %
18.01%
Top 10 Hldgs %
29.14%
Holding
570
New
253
Increased
134
Reduced
21
Closed
4

Top Buys

Rank Stock Value
1
MSA icon
Mine Safety
MSA
+$1.01M
2
KNTK icon
Kinetik
KNTK
+$675K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$625K
4
XOM icon
ExxonMobil
XOM
+$616K
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$461K

Top Sells

Rank Stock Value
1
NEOG icon
Neogen
NEOG
+$662K
2
O icon
Realty Income
O
+$344K
3
VRTX icon
Vertex Pharmaceuticals
VRTX
+$149K
4
MPLX icon
MPLX
MPLX
+$131K
5
KEYS icon
Keysight
KEYS
+$84.9K

Sector Composition

Rank Sector Weight
1 Financials 24.7%
2 Technology 13.59%
3 Industrials 10.7%
4 Consumer Staples 8.84%
5 Real Estate 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCG icon
226
PG&E
PCG
$39.1B
$63.2K 0.05%
3,906
+1,206
+45% +$19.1K
WM icon
227
Waste Management
WM
$96.8B
$62K 0.05%
+380
New +$58.2K
XLI icon
228
State Street Industrial Select Sector SPDR ETF
XLI
$32.4B
$61.7K 0.05%
610
– –
BMO icon
229
Bank of Montreal
BMO
$124B
$61K 0.04%
+684
New +$64.9K
IEI icon
230
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$60.5K 0.04%
+514
New +$59.7K
QSR icon
231
Restaurant Brands International
QSR
$25.9B
$59.6K 0.04%
+888
New +$57.9K
GE icon
232
GE Aerospace
GE
$367B
$59.5K 0.04%
779
+333
+75% +$22.3K
RNP icon
233
Cohen & Steers REIT and Preferred and Income Fund
RNP
$987M
$58.5K 0.04%
3,000
– –
EVRG icon
234
Evergy
EVRG
$19.6B
$58.4K 0.04%
+956
New +$58.2K
GOOG icon
235
Alphabet (Google) Class C
GOOG
$4.07T
$57.8K 0.04%
556
+436
+363% +$42.1K
GD icon
236
General Dynamics
GD
$105B
$56.8K 0.04%
+249
New +$57.5K
SPYG icon
237
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.8B
$55.4K 0.04%
1,000
– –
KBR icon
238
KBR
KBR
$4.57B
$55K 0.04%
1,000
– –
IWF icon
239
iShares Russell 1000 Growth ETF
IWF
$118B
$54K 0.04%
884
– –
AEO icon
240
American Eagle Outfitters
AEO
$2.9B
$53.8K 0.04%
4,000
– –
APD icon
241
Air Products & Chemicals
APD
$65B
$52.8K 0.04%
+184
New +$53.7K
AMLP icon
242
Alerian MLP ETF
AMLP
$13B
$52.6K 0.04%
+1,362
New +$53.4K
VNT icon
243
Vontier
VNT
$4.58B
$49.1K 0.04%
1,795
+2
+0.1% +$48
SHEL icon
244
Shell
SHEL
$245B
$48.7K 0.04%
846
+146
+21% +$8.59K
GOOGL icon
245
Alphabet (Google) Class A
GOOGL
$4.08T
$47.7K 0.03%
460
+200
+77% +$19.2K
CWT icon
246
California Water Service
CWT
$3.12B
$46.6K 0.03%
+800
New +$47.5K
ITA icon
247
iShares US Aerospace & Defense ETF
ITA
$14.1B
$46K 0.03%
400
– –
IYF icon
248
iShares US Financials ETF
IYF
$4.69B
$45.6K 0.03%
641
– –
SO icon
249
Southern Company
SO
$109B
$45.5K 0.03%
+654
New +$44K
FAX
250
abrdn Asia-Pacific Income Fund
FAX
$593M
$45.5K 0.03%
2,850
– –
8 9
10
11 12

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Caldwell Sutter Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Sutter Capital held 570 positions worth $137M, up 21% from $113M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Sutter Capital deployed $24.7M of net new capital in Q1 2023, opening 253 new positions and adding to 134 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 29% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Neogen, an estimated $662K trimmed.

  • Caldwell Sutter Capital's largest Q1 2023 buy was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.
  • Caldwell Sutter Capital added most to Mine Safety in Q1 2023, an estimated $1.01M increase.
  • Caldwell Sutter Capital's biggest Q1 2023 reduction was Neogen, cutting an estimated $662K.
  • Caldwell Sutter Capital fully exited MPLX in Q1 2023, selling an estimated $131K.
  • Caldwell Sutter Capital's ten largest holdings make up 29% of its $137M portfolio in Q1 2023.
  • Caldwell Sutter Capital opened 253 new positions and closed 4 in Q1 2023.
  • Caldwell Sutter Capital's portfolio value rose 21% quarter-over-quarter to $137M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2023, filed 25 Apr 2023.