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CCM
Cai Capital Management Portfolio holdings
AUM
$155M
This Fund
S&P 500
This Quarter
Est. Return
+2.46%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$155M
AUM Growth
-$17.7M
(-10%)
Cap. Flow
-$18.2M
Cap. Flow
% of AUM
-11.74%
Top 10 Holdings %
Top 10 Hldgs %
20.51%
Holding
276
New
103
Increased
33
Reduced
38
Closed
102
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
GAP
The Gap Inc
GAP
|
+$4.04M |
| 2 |
Allstate
ALL
|
+$3.98M |
| 3 |
State Street
STT
|
+$3.13M |
| 4 |
Union Pacific
UNP
|
+$3.11M |
| 5 |
Consolidated Edison
ED
|
+$2.66M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
STI
SunTrust Banks, Inc.
STI
|
+$4M |
| 2 |
Trane Technologies
TT
|
+$3.46M |
| 3 |
Franklin Resources
BEN
|
+$3.31M |
| 4 |
American Electric Power
AEP
|
+$3.3M |
| 5 |
Travelers Companies
TRV
|
+$2.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 20.25% |
| 2 | Industrials | 18.77% |
| 3 | Utilities | 12.93% |
| 4 | Consumer Discretionary | 9.03% |
| 5 | Consumer Staples | 8.51% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FISV
201
Fiserv Inc
FISV
$27.6B
| – | – |
-11,104
| Closed | -$243K |
|
|
FITB
202
Fifth Third Bancorp
FITB
$52B
| – | – |
-157,930
| Closed | -$2.85M |
|
203
Flowserve
FLS
$8.53B
| – | – |
-23,869
| Closed | -$1.29M |
|
204
Gen Digital
GEN
$16.1B
| – | – |
-14,780
| Closed | -$332K |
|
205
Genworth Financial
GNW
$3.87B
| – | – |
-10,950
| Closed | -$125K |
|
|
B
206
Barrick Mining
B
$58.5B
| – | – |
-85,740
| Closed | -$1.35M |
|
207
Genuine Parts
GPC
$16.8B
| – | – |
-7,601
| Closed | -$593K |
|
208
HCA Healthcare
HCA
$82.2B
| – | – |
-12,507
| Closed | -$451K |
|
209
Hormel Foods
HRL
$13.9B
| – | – |
-45,998
| Closed | -$887K |
|
210
Huntsman Corp
HUN
$2.1B
| – | – |
-14,886
| Closed | -$247K |
|
211
IBM
IBM
$200B
| – | – |
-4,451
| Closed | -$813K |
|
212
Kohl's
KSS
$1.99B
| – | – |
-12,109
| Closed | -$612K |
|
213
Eli Lilly
LLY
$1.02T
| – | – |
-8,529
| Closed | -$419K |
|
214
Las Vegas Sands
LVS
$30.4B
| – | – |
-10,486
| Closed | -$555K |
|
215
LyondellBasell Industries
LYB
$19.6B
| – | – |
-8,692
| Closed | -$576K |
|
216
Mondelez International
MDLZ
$77.4B
| – | – |
-62,386
| Closed | -$1.78M |
|
217
3M
MMM
$83B
| – | – |
-10,684
| Closed | -$977K |
|
218
Morgan Stanley
MS
$332B
| – | – |
-77,922
| Closed | -$1.9M |
|
219
Mettler-Toledo International
MTD
$25.7B
| – | – |
-2,819
| Closed | -$567K |
|
220
Micron Technology
MU
$977B
| – | – |
-16,107
| Closed | -$231K |
|
221
NiSource
NI
$21.8B
| – | – |
-73,133
| Closed | -$823K |
|
222
NRG Energy
NRG
$27.6B
| – | – |
-12,564
| Closed | -$335K |
|
223
Norfolk Southern
NSC
$75.2B
| – | – |
-13,339
| Closed | -$969K |
|
224
NVIDIA
NVDA
$4.92T
| – | – |
-2,422,040
| Closed | -$850K |
|
225
Realty Income
O
$60.8B
| – | – |
-32,882
| Closed | -$1.34M |
|
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Cai Capital Management's Q3 2013 Portfolio in Review
As of Q3 2013, Cai Capital Management held 276 positions worth $155M, down 10% from $173M the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Cai Capital Management withdrew a net $18.2M in Q3 2013, closing 102 positions and reducing 38 holdings. Its most notable exit was SunTrust Banks, Inc., an estimated $4M position sold in full.
By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 25% a quarter earlier, followed by Industrials and Utilities.
Against the trend, Cai Capital Management opened a new position in The Gap Inc worth $3.77M.
- Cai Capital Management's largest Q3 2013 buy was The Gap Inc: 93,632 shares worth $3.77M.
- Cai Capital Management added most to Allstate in Q3 2013, an estimated $3.98M increase.
- Cai Capital Management's biggest Q3 2013 reduction was Travelers Companies, cutting an estimated $2.9M.
- Cai Capital Management fully exited SunTrust Banks, Inc. in Q3 2013, selling an estimated $4M.
- Cai Capital Management's ten largest holdings make up 21% of its $155M portfolio in Q3 2013.
- Cai Capital Management opened 103 new positions and closed 102 in Q3 2013.
- Cai Capital Management's portfolio value fell 10% quarter-over-quarter to $155M.
Based on Cai Capital Management's 13F filing for Q3 2013, filed 13 Nov 2013.