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CCM
Cai Capital Management Portfolio holdings
AUM
$155M
This Fund
S&P 500
This Quarter
Est. Return
+2.46%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$155M
AUM Growth
-$17.7M
(-10%)
Cap. Flow
-$18.2M
Cap. Flow
% of AUM
-11.74%
Top 10 Holdings %
Top 10 Hldgs %
20.51%
Holding
276
New
103
Increased
33
Reduced
38
Closed
102
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
GAP
The Gap Inc
GAP
|
+$4.04M |
| 2 |
Allstate
ALL
|
+$3.98M |
| 3 |
State Street
STT
|
+$3.13M |
| 4 |
Union Pacific
UNP
|
+$3.11M |
| 5 |
Consolidated Edison
ED
|
+$2.66M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
STI
SunTrust Banks, Inc.
STI
|
+$4M |
| 2 |
Trane Technologies
TT
|
+$3.46M |
| 3 |
Franklin Resources
BEN
|
+$3.31M |
| 4 |
American Electric Power
AEP
|
+$3.3M |
| 5 |
Travelers Companies
TRV
|
+$2.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 20.25% |
| 2 | Industrials | 18.77% |
| 3 | Utilities | 12.93% |
| 4 | Consumer Discretionary | 9.03% |
| 5 | Consumer Staples | 8.51% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
AGCO
AGCO
$8.13B
| – | – |
-14,361
| Closed | -$721K |
|
|
AIV
177
Aimco
AIV
$384M
| – | – |
-218,395
| Closed | -$874K |
|
178
Albemarle
ALB
$13.9B
| – | – |
-4,277
| Closed | -$266K |
|
179
Autoliv
ALV
$8.58B
| – | – |
-4,057
| Closed | -$226K |
|
180
American Tower
AMT
$77.8B
| – | – |
-3,327
| Closed | -$243K |
|
181
Alexandria Real Estate Equities
ARE
$8.72B
| – | – |
-10,791
| Closed | -$709K |
|
182
Ball Corp
BALL
$16.6B
| – | – |
-22,042
| Closed | -$458K |
|
|
183
Franklin Resources
BEN
$16.7B
| – | – |
-72,996
| Closed | -$3.31M |
|
|
BNY
184
Bank of New York Mellon
BNY
$108B
| – | – |
-94,487
| Closed | -$2.65M |
|
185
BorgWarner
BWA
$12.6B
| – | – |
-7,861
| Closed | -$298K |
|
186
Boston Properties
BXP
$10.8B
| – | – |
-7,915
| Closed | -$835K |
|
187
Citigroup
C
$216B
| – | – |
-15,659
| Closed | -$751K |
|
188
Cadence Design Systems
CDNS
$91B
| – | – |
-20,845
| Closed | -$302K |
|
189
CF Industries
CF
$19B
| – | – |
-53,165
| Closed | -$1.82M |
|
190
Colgate-Palmolive
CL
$73.6B
| – | – |
-17,029
| Closed | -$976K |
|
191
Clorox
CLX
$11.6B
| – | – |
-4,635
| Closed | -$385K |
|
192
CME Group
CME
$88.6B
| – | – |
-7,477
| Closed | -$568K |
|
193
Cisco
CSCO
$436B
| – | – |
-42,753
| Closed | -$1.04M |
|
194
Delta Air Lines
DAL
$55.6B
| – | – |
-11,150
| Closed | -$209K |
|
195
Duke Energy
DUK
$98.1B
| – | – |
-29,420
| Closed | -$1.99M |
|
196
Ecolab
ECL
$75.6B
| – | – |
-3,135
| Closed | -$267K |
|
197
Equity Residential
EQR
$25.8B
| – | – |
-19,700
| Closed | -$1.14M |
|
198
Expedia Group
EXPE
$31.8B
| – | – |
-9,623
| Closed | -$579K |
|
199
Extra Space Storage
EXR
$31.1B
| – | – |
-12,515
| Closed | -$525K |
|
200
Ford
F
$55.7B
| – | – |
-30,539
| Closed | -$472K |
|
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Cai Capital Management's Q3 2013 Portfolio in Review
As of Q3 2013, Cai Capital Management held 276 positions worth $155M, down 10% from $173M the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Cai Capital Management withdrew a net $18.2M in Q3 2013, closing 102 positions and reducing 38 holdings. Its most notable exit was SunTrust Banks, Inc., an estimated $4M position sold in full.
By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 25% a quarter earlier, followed by Industrials and Utilities.
Against the trend, Cai Capital Management opened a new position in The Gap Inc worth $3.77M.
- Cai Capital Management's largest Q3 2013 buy was The Gap Inc: 93,632 shares worth $3.77M.
- Cai Capital Management added most to Allstate in Q3 2013, an estimated $3.98M increase.
- Cai Capital Management's biggest Q3 2013 reduction was Travelers Companies, cutting an estimated $2.9M.
- Cai Capital Management fully exited SunTrust Banks, Inc. in Q3 2013, selling an estimated $4M.
- Cai Capital Management's ten largest holdings make up 21% of its $155M portfolio in Q3 2013.
- Cai Capital Management opened 103 new positions and closed 102 in Q3 2013.
- Cai Capital Management's portfolio value fell 10% quarter-over-quarter to $155M.
Based on Cai Capital Management's 13F filing for Q3 2013, filed 13 Nov 2013.