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CCM
Cai Capital Management Portfolio holdings
AUM
$155M
This Fund
S&P 500
This Quarter
Est. Return
+2.46%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$155M
AUM Growth
-$17.7M
(-10%)
Cap. Flow
-$18.2M
Cap. Flow
% of AUM
-11.74%
Top 10 Holdings %
Top 10 Hldgs %
20.51%
Holding
276
New
103
Increased
33
Reduced
38
Closed
102
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
GAP
The Gap Inc
GAP
|
+$4.04M |
| 2 |
Allstate
ALL
|
+$3.98M |
| 3 |
State Street
STT
|
+$3.13M |
| 4 |
Union Pacific
UNP
|
+$3.11M |
| 5 |
Consolidated Edison
ED
|
+$2.66M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
STI
SunTrust Banks, Inc.
STI
|
+$4M |
| 2 |
Trane Technologies
TT
|
+$3.46M |
| 3 |
Franklin Resources
BEN
|
+$3.31M |
| 4 |
American Electric Power
AEP
|
+$3.3M |
| 5 |
Travelers Companies
TRV
|
+$2.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 20.25% |
| 2 | Industrials | 18.77% |
| 3 | Utilities | 12.93% |
| 4 | Consumer Discretionary | 9.03% |
| 5 | Consumer Staples | 8.51% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
OGE Energy
OGE
$10B
| – | – |
-17,644
| Closed | -$602K |
|
227
Oneok
OKE
$57.9B
| – | – |
-22,421
| Closed | -$811K |
|
228
Principal Financial Group
PFG
$23.6B
| – | – |
-71,110
| Closed | -$2.66M |
|
229
Philip Morris
PM
$302B
| – | – |
-23,489
| Closed | -$2.04M |
|
230
Pinnacle West Capital
PNW
$12.8B
| – | – |
-4,038
| Closed | -$224K |
|
231
PPG Industries
PPG
$26.3B
| – | – |
-5,198
| Closed | -$381K |
|
232
Quanta Services
PWR
$96.5B
| – | – |
-19,977
| Closed | -$529K |
|
233
Royal Caribbean
RCL
$76.8B
| – | – |
-17,141
| Closed | -$571K |
|
234
Raymond James Financial
RJF
$32.9B
| – | – |
-24,174
| Closed | -$693K |
|
235
Ralph Lauren
RL
$22.8B
| – | – |
-1,631
| Closed | -$283K |
|
236
SBA Communications
SBAC
$18.8B
| – | – |
-6,775
| Closed | -$502K |
|
237
SEI Investments
SEIC
$11.8B
| – | – |
-37,343
| Closed | -$1.06M |
|
238
Stanley Black & Decker
SWK
$14B
| – | – |
-15,470
| Closed | -$1.2M |
|
239
Stryker
SYK
$120B
| – | – |
-9,148
| Closed | -$592K |
|
240
Teck Resources
TECK
$27.9B
| – | – |
-40,598
| Closed | -$868K |
|
241
Tenet Healthcare
THC
$17B
| – | – |
-12,786
| Closed | -$589K |
|
242
TJX Companies
TJX
$173B
| – | – |
-17,454
| Closed | -$437K |
|
243
Travel + Leisure Co
TNL
$4.71B
| – | – |
-12,253
| Closed | -$317K |
|
244
Trimble
TRMB
$11.8B
| – | – |
-16,655
| Closed | -$433K |
|
|
245
Trane Technologies
TT
$104B
| – | – |
-78,042
| Closed | -$3.46M |
|
246
Texas Instruments
TXN
$265B
| – | – |
-43,436
| Closed | -$1.51M |
|
247
United Airlines
UAL
$38.2B
| – | – |
-40,190
| Closed | -$1.26M |
|
248
UnitedHealth
UNH
$395B
| – | – |
-17,115
| Closed | -$1.12M |
|
249
Unum
UNM
$14.1B
| – | – |
-23,704
| Closed | -$696K |
|
250
United Rentals
URI
$63.9B
| – | – |
-12,231
| Closed | -$610K |
|
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Cai Capital Management's Q3 2013 Portfolio in Review
As of Q3 2013, Cai Capital Management held 276 positions worth $155M, down 10% from $173M the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Cai Capital Management withdrew a net $18.2M in Q3 2013, closing 102 positions and reducing 38 holdings. Its most notable exit was SunTrust Banks, Inc., an estimated $4M position sold in full.
By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 25% a quarter earlier, followed by Industrials and Utilities.
Against the trend, Cai Capital Management opened a new position in The Gap Inc worth $3.77M.
- Cai Capital Management's largest Q3 2013 buy was The Gap Inc: 93,632 shares worth $3.77M.
- Cai Capital Management added most to Allstate in Q3 2013, an estimated $3.98M increase.
- Cai Capital Management's biggest Q3 2013 reduction was Travelers Companies, cutting an estimated $2.9M.
- Cai Capital Management fully exited SunTrust Banks, Inc. in Q3 2013, selling an estimated $4M.
- Cai Capital Management's ten largest holdings make up 21% of its $155M portfolio in Q3 2013.
- Cai Capital Management opened 103 new positions and closed 102 in Q3 2013.
- Cai Capital Management's portfolio value fell 10% quarter-over-quarter to $155M.
Based on Cai Capital Management's 13F filing for Q3 2013, filed 13 Nov 2013.