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CCM

Cai Capital Management Portfolio holdings

AUM $155M
This Fund
S&P 500
This Quarter Est. Return
+2.46%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$155M
AUM Growth
-$17.7M
Cap. Flow
-$18.2M
Cap. Flow %
-11.74%
Top 10 Hldgs %
20.51%
Holding
276
New
103
Increased
33
Reduced
38
Closed
102

Top Buys

Rank Stock Value
1
GAP
The Gap Inc
GAP
+$4.04M
2
ALL icon
Allstate
ALL
+$3.98M
3
STT icon
State Street
STT
+$3.13M
4
UNP icon
Union Pacific
UNP
+$3.11M
5
ED icon
Consolidated Edison
ED
+$2.66M

Top Sells

Rank Stock Value
1
STI
SunTrust Banks, Inc.
STI
+$4M
2
TT icon
Trane Technologies
TT
+$3.46M
3
BEN icon
Franklin Resources
BEN
+$3.31M
4
AEP icon
American Electric Power
AEP
+$3.3M
5
TRV icon
Travelers Companies
TRV
+$2.9M

Sector Composition

Rank Sector Weight
1 Financials 20.25%
2 Industrials 18.77%
3 Utilities 12.93%
4 Consumer Discretionary 9.03%
5 Consumer Staples 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
251
Visa
V
$676B
– –
-41,252
Closed -$1.89M
VZ icon
252
Verizon
VZ
$185B
– –
-20,017
Closed -$1.01M
WBA
253
DELISTED
Walgreens Boots Alliance
WBA
– –
-17,447
Closed -$771K
WMT icon
254
Walmart Inc
WMT
$867B
– –
-40,479
Closed -$1M
WYNN icon
255
Wynn Resorts
WYNN
$9.85B
– –
-4,946
Closed -$633K
WY icon
256
Weyerhaeuser
WY
$17.1B
– –
-33,973
Closed -$968K
XYL icon
257
Xylem
XYL
$27.5B
– –
-20,833
Closed -$561K
ZBH icon
258
Zimmer Biomet
ZBH
$17B
– –
-12,332
Closed -$897K
FLG
259
Flagstar Bank National Association
FLG
$6.16B
– –
-7,276
Closed -$306K
FRC
260
DELISTED
First Republic Bank
FRC
– –
-33,515
Closed -$1.29M
AUY
261
DELISTED
Yamana Gold, Inc.
AUY
– –
-90,887
Closed -$868K
ACC
262
DELISTED
American Campus Communities, Inc.
ACC
– –
-18,536
Closed -$754K
LM
263
DELISTED
Legg Mason, Inc.
LM
– –
-88,630
Closed -$2.75M
GWR
264
DELISTED
Genesee & Wyoming Inc.
GWR
– –
-2,759
Closed -$234K
STI
265
DELISTED
SunTrust Banks, Inc.
STI
– –
-126,845
Closed -$4M
LLL
266
DELISTED
L3 Technologies, Inc.
LLL
– –
-9,224
Closed -$791K
MON
267
DELISTED
Monsanto Co
MON
– –
-3,757
Closed -$371K
CBI
268
DELISTED
Chicago Bridge & Iron Nv
CBI
– –
-7,761
Closed -$463K
JOY
269
DELISTED
Joy Global Inc
JOY
– –
-39,661
Closed -$1.93M
CSC
270
DELISTED
Computer Sciences
CSC
– –
-52,678
Closed -$972K
GGP
271
DELISTED
GGP Inc.
GGP
– –
-13,986
Closed -$278K
PCL
272
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
– –
-23,405
Closed -$1.09M
TEG
273
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
– –
-6,490
Closed -$380K
BMC
274
DELISTED
BMC SOFTWARE, INC
BMC
– –
-9,553
Closed -$431K
TSS
275
DELISTED
Total System Services, Inc.
TSS
– –
-9,379
Closed -$230K
8 9 10
11
12

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Cai Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Cai Capital Management held 276 positions worth $155M, down 10% from $173M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cai Capital Management withdrew a net $18.2M in Q3 2013, closing 102 positions and reducing 38 holdings. Its most notable exit was SunTrust Banks, Inc., an estimated $4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 25% a quarter earlier, followed by Industrials and Utilities.

Against the trend, Cai Capital Management opened a new position in The Gap Inc worth $3.77M.

  • Cai Capital Management's largest Q3 2013 buy was The Gap Inc: 93,632 shares worth $3.77M.
  • Cai Capital Management added most to Allstate in Q3 2013, an estimated $3.98M increase.
  • Cai Capital Management's biggest Q3 2013 reduction was Travelers Companies, cutting an estimated $2.9M.
  • Cai Capital Management fully exited SunTrust Banks, Inc. in Q3 2013, selling an estimated $4M.
  • Cai Capital Management's ten largest holdings make up 21% of its $155M portfolio in Q3 2013.
  • Cai Capital Management opened 103 new positions and closed 102 in Q3 2013.
  • Cai Capital Management's portfolio value fell 10% quarter-over-quarter to $155M.

Based on Cai Capital Management's 13F filing for Q3 2013, filed 13 Nov 2013.