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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
51
PUT
GE Aerospace
GE
$368B
$20.6M 0.41%
321,019
+270,860
+540% +$17.4M
DIS icon
52
PUT
Walt Disney
DIS
$167B
$20.1M 0.4%
118,700
+22,100
+23% +$3.94M
XYZ
53
CALL
Block Inc
XYZ
$49.2B
$19.8M 0.4%
82,400
+13,000
+19% +$3.34M
NET icon
54
PUT
Cloudflare
NET
$101B
$19.4M 0.39%
172,300
-2,400
-1% -$287K
INVH icon
55
Invitation Homes
INVH
$17.6B
$19.2M 0.38%
+500,000
New +$20M
SCHW
56
CALL
Charles Schwab
SCHW
$181B
$18.8M 0.38%
+257,500
New +$18.4M
NBP
57
NovaBridge Biosciences American Depositary Shares
NBP
$190M
$18.4M 0.37%
+253,434
New +$18.3M
META icon
58
CALL
Meta Platforms (Facebook)
META
$1.37T
$17.7M 0.35%
52,100
-10,400
-17% -$3.75M
ARGX icon
59
argenx
ARGX
$54.6B
$17.5M 0.35%
+57,886
New +$18.3M
BA icon
60
PUT
Boeing
BA
$175B
$17.3M 0.35%
78,500
+8,100
+12% +$1.81M
OGN icon
61
Organon & Co
OGN
$3.56B
$17.2M 0.35%
526,001
+446,638
+563% +$14.3M
TEAM icon
62
CALL
Atlassian
TEAM
$24.9B
$17.1M 0.34%
43,700
– –
MAR icon
63
CALL
Marriott International
MAR
$99B
$16.7M 0.33%
112,500
+100
+0.1% +$14K
MA icon
64
Mastercard
MA
$510B
$16.3M 0.33%
46,953
-31,217
-40% -$11.4M
TGT icon
65
CALL
Target
TGT
$65.6B
$15.9M 0.32%
69,500
+16,400
+31% +$4.11M
AMZN icon
66
CALL
Amazon
AMZN
$2.53T
$15.4M 0.31%
94,000
-40,000
-30% -$6.9M
OLPX
67
DELISTED
Olaplex Holdings
OLPX
$15M 0.3%
+611,000
New +$15M
UNH icon
68
CALL
UnitedHealth
UNH
$383B
$14.9M 0.3%
38,200
+1,300
+4% +$538K
IBM icon
69
CALL
IBM
IBM
$209B
$14.9M 0.3%
+117,466
New +$15.7M
ARKF icon
70
CALL
ARK Blockchain & Fintech Innovation ETF
ARKF
$737M
$14.8M 0.3%
300,000
-100,000
-25% -$5.22M
UHS icon
71
Universal Health Services
UHS
$9.88B
$14.8M 0.3%
+106,987
New +$16.2M
CMI icon
72
Cummins
CMI
$87.3B
$14.6M 0.29%
65,158
+61,335
+1,604% +$14.4M
MELI icon
73
PUT
Mercado Libre
MELI
$95.6B
$14.6M 0.29%
8,700
– –
CZR icon
74
PUT
Caesars Entertainment
CZR
$6.03B
$14.6M 0.29%
130,000
– –
BMY icon
75
Bristol-Myers Squibb
BMY
$132B
$14.4M 0.29%
+243,405
New +$16M
1 2
3
4 5

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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.