CAAS Capital Management’s ARK Blockchain & Fintech Innovation ETF ARKF Stock Holding History

CAAS Capital Management’s Portfolio ARKF Stock Details ARKF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-300,000	Closed	-$14.8M	–	863
2021 Q3	$14.8M	Sell	300,000 -100,000	-25%	-$5.22M	0.3%	73
2021 Q2	$21.6M	Hold	400,000	–	–	0.36%	62
2021 Q1	$20.4M	Buy	+400,000	New	+$21.8M	0.22%	103

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National Bank of Canada

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Conservest Capital Advisors Wynnewood, Pennsylvania $1.26B AUM 24.75% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Commonwealth Equity Services

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return