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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+1.04%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.11B
AUM Growth
-$884M
Cap. Flow
-$853M
Cap. Flow %
-20.77%
Top 10 Hldgs %
21.29%
Holding
1,180
New
259
Increased
153
Reduced
147
Closed
335

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$136M
2
KD icon
Kyndryl
KD
+$35.4M
3
CMI icon
Cummins
CMI
+$27.4M
4
FR icon
First Industrial Realty Trust
FR
+$26.1M
5
NFYS.U
Enphys Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
NFYS.U
+$23.2M

Top Sells

Rank Stock Value
1
STT icon
State Street
STT
+$46.3M
2
CMCSA icon
Comcast
CMCSA
+$44.2M
3
DOCN icon
DigitalOcean
DOCN
+$33M
4
EQT icon
EQT Corp
EQT
+$25.6M
5
MRVI icon
Maravai LifeSciences
MRVI
+$25.5M

Sector Composition

Rank Sector Weight
1 Technology 3.13%
2 Healthcare 2.79%
3 Consumer Discretionary 2.67%
4 Industrials 2.4%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXN icon
1
CALL
Texas Instruments
TXN
$255B
$147M 3.58%
779,600
+7,200
+0.9% +$1.38M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$141M 3.42%
+296,073
New +$136M
EXPE icon
3
CALL
Expedia Group
EXPE
$31.2B
$123M 2.98%
678,300
+661,000
+3,821% +$112M
ON icon
4
CALL
ON Semiconductor
ON
$33.8B
$106M 2.58%
1,558,100
– –
BABA icon
5
PUT
Alibaba
BABA
$269B
$67.9M 1.65%
571,700
-296,400
-34% -$43.2M
ON icon
6
PUT
ON Semiconductor
ON
$33.8B
$65.3M 1.59%
961,400
– –
NOW icon
7
PUT
ServiceNow
NOW
$102B
$64.9M 1.58%
500,000
– –
V icon
8
CALL
Visa
V
$677B
$55.6M 1.35%
256,700
– –
BABA icon
9
CALL
Alibaba
BABA
$269B
$52.6M 1.28%
443,000
-339,200
-43% -$49.4M
MTCH icon
10
PUT
Match Group
MTCH
$8.84B
$52M 1.27%
393,200
+30,700
+8% +$4.45M
BMY icon
11
PUT
Bristol-Myers Squibb
BMY
$127B
$44.4M 1.08%
711,500
+600
+0.1% +$35.2K
SE icon
12
CALL
Sea Limited
SE
$61.2B
$43.6M 1.06%
195,100
+36,100
+23% +$10.8M
DKS icon
13
PUT
Dick's Sporting Goods
DKS
$18.4B
$42.2M 1.03%
366,800
– –
U icon
14
CALL
Unity
U
$12.5B
$41M 1%
+286,500
New +$43.8M
CRM icon
15
CALL
Salesforce
CRM
$134B
$40.7M 0.99%
160,000
– –
CMI icon
16
Cummins
CMI
$91.7B
$40.4M 0.98%
185,344
+120,186
+184% +$27.4M
BMY icon
17
CALL
Bristol-Myers Squibb
BMY
$127B
$39.9M 0.97%
640,200
-345,900
-35% -$20.3M
MTCH icon
18
CALL
Match Group
MTCH
$8.84B
$38.8M 0.95%
293,500
+13,500
+5% +$1.96M
UPS icon
19
CALL
United Parcel Service
UPS
$97.6B
$36.1M 0.88%
168,500
-125,800
-43% -$25.6M
WDAY icon
20
CALL
Workday
WDAY
$33.4B
$36M 0.88%
131,800
– –
BMY icon
21
Bristol-Myers Squibb
BMY
$127B
$34.2M 0.83%
547,805
+304,400
+125% +$17.9M
DXCM icon
22
PUT
DexCom
DXCM
$27.6B
$33.7M 0.82%
251,200
– –
QCOM icon
23
PUT
Qualcomm
QCOM
$176B
$33.6M 0.82%
183,900
+8,400
+5% +$1.34M
TGT icon
24
PUT
Target
TGT
$62.1B
$32.3M 0.79%
+139,400
New +$33.9M
SE icon
25
PUT
Sea Limited
SE
$61.2B
$31.7M 0.77%
141,900
+19,800
+16% +$5.91M
1
2 3 4 5

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TAM
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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, CAAS Capital Management held 1,180 positions worth $4.11B, down 18% from $4.99B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

CAAS Capital Management withdrew a net $853M in Q4 2021, closing 335 positions and reducing 147 holdings. Its most notable exit was State Street, an estimated $46.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.1% of assets, down from 4.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, CAAS Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $141M.

  • CAAS Capital Management's largest Q4 2021 buy was State Street SPDR S&P 500 ETF Trust: 296,073 shares worth $141M.
  • CAAS Capital Management added most to Cummins in Q4 2021, an estimated $27.4M increase.
  • CAAS Capital Management's biggest Q4 2021 reduction was Lufax Holding, cutting an estimated $7.94M.
  • CAAS Capital Management fully exited State Street in Q4 2021, selling an estimated $46.3M.
  • CAAS Capital Management's ten largest holdings make up 21% of its $4.11B portfolio in Q4 2021.
  • CAAS Capital Management opened 259 new positions and closed 335 in Q4 2021.
  • CAAS Capital Management's portfolio value fell 18% quarter-over-quarter to $4.11B.

Based on CAAS Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.