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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$451M 9.03%
+1,050,500
New +$463M
TXN icon
2
CALL
Texas Instruments
TXN
$255B
$148M 2.97%
772,400
+120,000
+18% +$22.9M
BABA icon
3
PUT
Alibaba
BABA
$269B
$129M 2.57%
868,100
-370,100
-30% -$67.3M
BABA icon
4
CALL
Alibaba
BABA
$269B
$116M 2.32%
782,200
-83,800
-10% -$15.2M
DHR icon
5
CALL
Danaher
DHR
$135B
$95.1M 1.91%
352,500
– –
MS icon
6
PUT
Morgan Stanley
MS
$337B
$78.4M 1.57%
+805,600
New +$79.8M
ON icon
7
CALL
ON Semiconductor
ON
$33.8B
$71.3M 1.43%
1,558,100
– –
NOW icon
8
PUT
ServiceNow
NOW
$102B
$62.2M 1.25%
500,000
-50,000
-9% -$6.05M
BMY icon
9
CALL
Bristol-Myers Squibb
BMY
$127B
$58.3M 1.17%
986,100
+347,100
+54% +$22.9M
V icon
10
CALL
Visa
V
$677B
$57.2M 1.15%
256,700
-330,500
-56% -$77.5M
MTCH icon
11
PUT
Match Group
MTCH
$8.84B
$56.9M 1.14%
362,500
-1,100
-0.3% -$167K
UPS icon
12
CALL
United Parcel Service
UPS
$97.6B
$53.6M 1.07%
294,300
– –
SE icon
13
CALL
Sea Limited
SE
$61.2B
$50.7M 1.02%
159,000
+1,900
+1% +$583K
CMCSA icon
14
Comcast
CMCSA
$79.1B
$47.4M 0.95%
847,951
+161,034
+23% +$9.39M
STT icon
15
State Street
STT
$50.9B
$46.3M 0.93%
+546,648
New +$47.5M
LLY icon
16
CALL
Eli Lilly
LLY
$1.07T
$46.2M 0.93%
+200,000
New +$49.4M
ROKU icon
17
CALL
Roku
ROKU
$21.1B
$45.4M 0.91%
+145,000
New +$54.6M
ON icon
18
PUT
ON Semiconductor
ON
$33.8B
$44M 0.88%
961,400
– –
MTCH icon
19
CALL
Match Group
MTCH
$8.84B
$44M 0.88%
280,000
– –
DKS icon
20
PUT
Dick's Sporting Goods
DKS
$18.4B
$43.9M 0.88%
366,800
– –
CRM icon
21
CALL
Salesforce
CRM
$134B
$43.4M 0.87%
+160,000
New +$40.6M
DOCU
22
PUT
DocuSign
DOCU
$9.63B
$43.3M 0.87%
168,100
– –
BMY icon
23
PUT
Bristol-Myers Squibb
BMY
$127B
$42.1M 0.84%
710,900
– –
CMCSA icon
24
PUT
Comcast
CMCSA
$79.1B
$39.6M 0.79%
708,100
+590,900
+504% +$34.5M
META icon
25
PUT
Meta Platforms (Facebook)
META
$1.51T
$39.1M 0.78%
115,100
+8,600
+8% +$3.1M
1
2 3 4 5

Similar funds

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TAM
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WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
SWC
Spectrum Wealth Counsel Indianapolis, Indiana $833M AUM 10.83% 1-Year Est. Return
KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.