BC

Broadfin Capital Portfolio holdings

AUM $403M
This Quarter Return
-15.32%
1 Year Return
+74.97%
3 Year Return
+245.63%
5 Year Return
+336.04%
10 Year Return
–
AUM
$1.26B
AUM Growth
-$266M
Cap. Flow
+$90.5M
Cap. Flow %
7.21%
Top 10 Hldgs %
45.22%
Holding
99
New
8
Increased
28
Reduced
25
Closed
14

Top Buys

1
NVRO
NEVRO CORP.
NVRO
$55.1M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$36.7M
3
CSII
Cardiovascular Systems, Inc.
CSII
$19M
4
MASI icon
Masimo
MASI
$16.3M
5
SPNE
SeaSpine Holdings Corporation Common Stock
SPNE
$16.2M

Top Sells

1
ASRT icon
Assertio
ASRT
$25.1M
2
ALR
Alere Inc
ALR
$23.9M
3
HRTX icon
Heron Therapeutics
HRTX
$13M
4
AVDL
Avadel Pharmaceuticals
AVDL
$9.47M
5
VSTM icon
Verastem
VSTM
$7.92M

Sector Composition

1 Healthcare 90.72%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
APYX icon
76
Apyx Medical
APYX
$71.9M
$1.85M 0.1%
947,400
– –
CASC
77
DELISTED
Cascadian Therapeutics, Inc.
CASC
$1.62M 0.09%
98,700
-184,633
-65% -$3.04M
QLGN icon
78
Qualigen Therapeutics
QLGN
$2.95M
$1.6M 0.09%
6
– –
ZSAN
79
DELISTED
Zosano Pharma Corporation
ZSAN
$1.47M 0.08%
531
-162
-23% -$449K
SSKN icon
80
Strata Skin Sciences
SSKN
$7.84M
$1.45M 0.08%
25,486
+17,813
+232% +$1.02M
TTPH
81
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$1.19M 0.07%
+8,002
New +$1.19M
PTN
82
DELISTED
Palatin Technologies
PTN
$1.11M 0.06%
+54,723
New +$1.11M
ASRT icon
83
Assertio
ASRT
$78M
– –
-291,861
Closed -$25.1M
CAPR icon
84
Capricor Therapeutics
CAPR
$287M
– –
-11,800
Closed -$596K
COLL icon
85
Collegium Pharmaceutical
COLL
$1.25B
– –
-297,200
Closed -$5.3M
DRRX icon
86
DURECT Corp
DRRX
$60.2M
– –
-219,538
Closed -$5.25M
IWM icon
87
iShares Russell 2000 ETF
IWM
$66.6B
– –
0
– –
NGNE icon
88
Neurogene
NGNE
$284M
– –
-26,588
Closed -$3.69M
VSTM icon
89
Verastem
VSTM
$585M
– –
-87,500
Closed -$7.92M
XBI icon
90
SPDR S&P Biotech ETF
XBI
$5.29B
– –
0
– –
XOMA icon
91
Xoma
XOMA
$421M
– –
-75,000
Closed -$5.82M
NBSE
92
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
– –
-4,438
Closed -$4.46M
ABMD
93
DELISTED
Abiomed Inc
ABMD
– –
-100,000
Closed -$6.57M
ALR
94
DELISTED
Alere Inc
ALR
– –
-452,423
Closed -$23.9M
TEAR
95
DELISTED
TearLab Corporation
TEAR
– –
-91,450
Closed -$1.85M
UNIS
96
DELISTED
Unilife Corporation
UNIS
– –
-115,000
Closed -$2.47M
TRIV
97
DELISTED
TRIVASCULAR TECHONOLOGIES, INC, COMMON STOCK
TRIV
– –
-6,032
Closed -$32K
TRNX
98
DELISTED
TORNIER N V SHARES (NLD)
TRNX
– –
-100,000
Closed -$2.5M
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