Broadfin Capital’s HEARTWARE INTERNATIONAL INC COM STK (DE) HTWR Stock Holding History

Broadfin Capital’s Portfolio HTWR Stock Details HTWR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-239,675	Closed	-$12.5M	–	102
2015 Q3	$12.5M	Buy	+239,675	New	+$18.2M	0.7%	34
2015 Q1	–	Sell	-50,000	Closed	-$3.67M	–	92
2014 Q4	$3.67M	Buy	+50,000	New	+$3.8M	0.32%	61
2013 Q4	–	Sell	-25,000	Closed	-$1.83M	–	74
2013 Q3	$1.83M	Buy	+25,000	New	+$2.13M	0.32%	49

Other funds holding HTWR

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

FCM

Frontier Capital Management Boston, Massachusetts $9.73B AUM 55.65% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

JHIU

Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return

Adage Capital Partners Boston, Massachusetts $64.8B AUM 42.7% 1-Year Est. Return

UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Broadfin Capital's HTWR Position: Q4 2015 in Review

Broadfin Capital sold out of HEARTWARE INTERNATIONAL INC COM STK (DE) (HTWR) in Q4 2015, closing a stake of 239,675 shares — an estimated $12.5M sold.

Broadfin Capital first reported a position in HTWR in Q3 2013 and held it in 3 quarters. The position peaked at $12.5M in Q3 2015. 117 funds tracked by Wall St. Rank hold HTWR as of Q4 2015.

Broadfin Capital reported no remaining HEARTWARE INTERNATIONAL INC COM STK (DE) position as of Q4 2015 after selling out during the quarter.
Broadfin Capital sold 239,675 HEARTWARE INTERNATIONAL INC COM STK (DE) shares in Q4 2015, an estimated $12.5M.
Broadfin Capital first reported a position in HEARTWARE INTERNATIONAL INC COM STK (DE) in Q3 2013 and held it in 3 quarters.
Broadfin Capital's HEARTWARE INTERNATIONAL INC COM STK (DE) position peaked at $12.5M in Q3 2015.
117 funds tracked by Wall St. Rank held HEARTWARE INTERNATIONAL INC COM STK (DE) as of Q4 2015.

Based on Broadfin Capital's 13F filing for Q4 2015, filed 16 Feb 2016.