Broadfin Capital’s DURECT Corp DRRX Stock Holding History

Broadfin Capital’s Portfolio DRRX Stock Details DRRX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-850,623	Closed	-$8.93M	–	56
2017 Q1	$8.93M	Hold	850,623	–	–	1.08%	31
2016 Q4	$11.4M	Buy	850,623 +211,102	+33%	+$2.7M	1.27%	25
2016 Q3	$8.89M	Buy	639,521 +349,521	+121%	+$5.74M	0.8%	40
2016 Q2	$3.54M	Buy	+290,000	New	+$3.72M	0.34%	55
2015 Q3	–	Sell	-219,538	Closed	-$5.25M	–	94
2015 Q2	$5.25M	Sell	219,538 -170,912	-44%	-$4.02M	0.28%	75
2015 Q1	$7.46M	Sell	390,450 -50,000	-11%	-$595K	0.58%	47
2014 Q4	$3.48M	Hold	440,450	–	–	0.3%	62
2014 Q3	$6.47M	Hold	440,450	–	–	0.68%	43
2014 Q2	$8.02M	Hold	440,450	–	–	0.78%	43
2014 Q1	$5.86M	Sell	440,450 -103,579	-19%	-$1.81M	0.57%	45
2013 Q4	$9.41M	Sell	544,029 -19,269	-3%	-$291K	1.24%	28
2013 Q3	$7.55M	Sell	563,298 -36,612	-6%	-$434K	1.34%	23
2013 Q2	$6.3M	Buy	+599,910	New	+$6.68M	1.23%	26

Other funds holding DRRX

First Eagle Investment Management New York $59B AUM 32.99% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

ISL

Ingalls & Snyder LLC New York $2.83B AUM 21.61% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

SCM

Stonepine Capital Management Bend, Oregon $250M AUM 77.6% 1-Year Est. Return

6CM

683 Capital Management New York $1.92B AUM 85.52% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

TAM

Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return

Broadfin Capital's DRRX Position: Q2 2017 in Review

Broadfin Capital sold out of DURECT Corp (DRRX) in Q2 2017, closing a stake of 850,623 shares — an estimated $8.93M sold.

Broadfin Capital first reported a position in DRRX in Q2 2013 and held it in 13 quarters. The position peaked at $11.4M in Q4 2016. 84 funds tracked by Wall St. Rank hold DRRX as of Q2 2017.

Broadfin Capital reported no remaining DURECT Corp position as of Q2 2017 after selling out during the quarter.
Broadfin Capital sold 850,623 DURECT Corp shares in Q2 2017, an estimated $8.93M.
Broadfin Capital first reported a position in DURECT Corp in Q2 2013 and held it in 13 quarters.
Broadfin Capital's DURECT Corp position peaked at $11.4M in Q4 2016.
84 funds tracked by Wall St. Rank held DURECT Corp as of Q2 2017.

Based on Broadfin Capital's 13F filing for Q2 2017, filed 14 Aug 2017.