Broadfin Capital’s Xoma XOMA Stock Holding History

Broadfin Capital’s Portfolio XOMA Stock Details XOMA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-75,000	Closed	-$5.82M	–	97
2015 Q2	$5.82M	Hold	75,000	–	–	0.31%	70
2015 Q1	$5.46M	Buy	+75,000	New	+$5.51M	0.43%	58

Other funds holding XOMA

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Opaleye Management Boston, Massachusetts $759M AUM 124.8% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

SAM

Senzar Asset Management New York $34.7M AUM 0.56% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Broadfin Capital's XOMA Position: Q3 2015 in Review

Broadfin Capital sold out of Xoma (XOMA) in Q3 2015, closing a stake of 75,000 shares — an estimated $5.82M sold.

Broadfin Capital first reported a position in XOMA in Q1 2015 and held it in 2 quarters. The position peaked at $5.82M in Q2 2015. 85 funds tracked by Wall St. Rank hold XOMA as of Q3 2015.

Broadfin Capital reported no remaining Xoma position as of Q3 2015 after selling out during the quarter.
Broadfin Capital sold 75,000 Xoma shares in Q3 2015, an estimated $5.82M.
Broadfin Capital first reported a position in Xoma in Q1 2015 and held it in 2 quarters.
Broadfin Capital's Xoma position peaked at $5.82M in Q2 2015.
85 funds tracked by Wall St. Rank held Xoma as of Q3 2015.

Based on Broadfin Capital's 13F filing for Q3 2015, filed 16 Nov 2015.