BlackRock Japan’s Ocugen OCGN Stock Holding History

BlackRock Japan’s Portfolio OCGN Stock Details OCGN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	$2K	Sell	19 -1	-5%	-$139	﹤0.01%	1289
2016 Q3	$4K	Sell	20 -8	-29%	-$1.25K	﹤0.01%	1267
2016 Q2	$3K	Hold	28	–	–	﹤0.01%	1379
2016 Q1	$4K	Sell	28 -1	-3%	-$158	﹤0.01%	1373
2015 Q4	$6K	Sell	29 -9	-24%	-$2.01K	﹤0.01%	1317
2015 Q3	$9K	Buy	38 +28	+280%	+$10.1K	﹤0.01%	1182
2015 Q2	$4K	Buy	+10	New	+$4.82K	﹤0.01%	1319

Other funds holding OCGN

Third Security Radford, Virginia $241M AUM 45.43% 1-Year Est. Return

SMV

Sofinnova Management VIII Menlo Park, California $183M AUM 4.18% 1-Year Est. Return

Perceptive Advisors New York $6.66B AUM 360.84% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Armistice Capital New York $8.17B AUM 68.82% 1-Year Est. Return

Sabby Management Miami Beach, Florida $111M AUM 74.4% 1-Year Est. Return

Abingworth London, United Kingdom $307M AUM 93.47% 1-Year Est. Return

PAI

Palo Alto Investors Palo Alto, California $724M AUM 96.91% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Carl Domino West Palm Beach, Florida $82M AUM 19.36% 1-Year Est. Return

BlackRock Japan's OCGN Position: Q4 2016 in Review

BlackRock Japan reduced its Ocugen (OCGN) stake by 5% in Q4 2016, selling an estimated $139 and leaving 19 shares worth $2K. The position accounts for ﹤0.01% of the portfolio, ranked #1289.

BlackRock Japan first reported a position in OCGN in Q2 2015 and has held it in 7 quarters since. The position peaked at $9K in Q3 2015. 23 funds tracked by Wall St. Rank hold OCGN as of Q4 2016.

BlackRock Japan held 19 shares of Ocugen worth $2K as of Q4 2016.
BlackRock Japan sold 1 Ocugen share in Q4 2016, an estimated $139.
Ocugen made up ﹤0.01% of BlackRock Japan's portfolio in Q4 2016, its #1289 holding.
BlackRock Japan first reported a position in Ocugen in Q2 2015 and has held it in 7 quarters since.
BlackRock Japan's Ocugen position peaked at $9K in Q3 2015.
23 funds tracked by Wall St. Rank held Ocugen as of Q4 2016.

Based on BlackRock Japan's 13F filing for Q4 2016, filed 10 Feb 2017.