Third Security’s Ocugen OCGN Stock Holding History

Third Security’s Portfolio OCGN Stock Details OCGN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-44,843	Closed	-$238K	–	14
2018 Q4	$238K	Hold	44,843	–	–	0.03%	12
2018 Q3	$1.47M	Hold	44,843	–	–	0.1%	13
2018 Q2	$6.73M	Hold	44,843	–	–	0.54%	7
2018 Q1	$7.4M	Hold	44,843	–	–	0.54%	7
2017 Q4	$5.52M	Hold	44,843	–	–	0.47%	8
2017 Q3	$5.33M	Hold	44,843	–	–	0.34%	11
2017 Q2	$4.82M	Hold	44,843	–	–	0.24%	13
2017 Q1	$4.66M	Hold	44,843	–	–	0.27%	13
2016 Q4	$4.49M	Hold	44,843	–	–	0.24%	12
2016 Q3	$8.64M	Hold	44,843	–	–	0.4%	8
2016 Q2	$4.6M	Hold	44,843	–	–	0.24%	13
2016 Q1	$6.16M	Hold	44,843	–	–	0.24%	10
2015 Q4	$9.42M	Hold	44,843	–	–	0.38%	9
2015 Q3	$10.7M	Hold	44,843	–	–	0.43%	9
2015 Q2	$17.4M	Hold	44,843	–	–	0.45%	8
2015 Q1	$26.9M	Hold	44,843	–	–	0.76%	7
2014 Q4	$29.6M	Buy	+44,843	New	+$29.6M	1.35%	6

Other funds holding OCGN

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Sabby Management Miami Beach, Florida $111M AUM 74.4% 1-Year Est. Return

Abingworth London, United Kingdom $307M AUM 93.47% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Virtu Financial New York $3.18B AUM 65.92% 1-Year Est. Return

PAI

Palo Alto Investors Palo Alto, California $724M AUM 96.91% 1-Year Est. Return

PAM

Panagora Asset Management Boston, Massachusetts $32.6B AUM 52.29% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

RPC

Rossmore Private Capital Glastonbury, Connecticut $1.24B AUM 28.92% 1-Year Est. Return

Third Security's OCGN Position: Q1 2019 in Review

Third Security sold out of Ocugen (OCGN) in Q1 2019, closing a stake of 44,843 shares — an estimated $238K sold.

Third Security first reported a position in OCGN in Q4 2014 and held it in 17 quarters. The position peaked at $29.6M in Q4 2014. 26 funds tracked by Wall St. Rank hold OCGN as of Q1 2019.

Third Security reported no remaining Ocugen position as of Q1 2019 after selling out during the quarter.
Third Security sold 44,843 Ocugen shares in Q1 2019, an estimated $238K.
Third Security first reported a position in Ocugen in Q4 2014 and held it in 17 quarters.
Third Security's Ocugen position peaked at $29.6M in Q4 2014.
26 funds tracked by Wall St. Rank held Ocugen as of Q1 2019.

Based on Third Security's 13F filing for Q1 2019, filed 6 May 2019.