Palo Alto Investors’s Ocugen OCGN Stock Holding History

Palo Alto Investors’s Portfolio OCGN Stock Details OCGN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-5,049	Closed	-$58K	–	39
2019 Q2	$58K	Hold	5,049	–	–	﹤0.01%	39
2019 Q1	$35K	Hold	5,049	–	–	﹤0.01%	37
2018 Q4	$27K	Hold	5,049	–	–	﹤0.01%	36
2018 Q3	$165K	Hold	5,049	–	–	0.01%	36
2018 Q2	$757K	Hold	5,049	–	–	0.03%	33
2018 Q1	$833K	Hold	5,049	–	–	0.04%	33
2017 Q4	$621K	Hold	5,049	–	–	0.03%	35
2017 Q3	$600K	Hold	5,049	–	–	0.03%	37
2017 Q2	$542K	Hold	5,049	–	–	0.03%	35
2017 Q1	$524K	Hold	5,049	–	–	0.02%	36
2016 Q4	$506K	Sell	5,049 -2,527	-33%	-$351K	0.03%	36
2016 Q3	$1.46M	Hold	7,576	–	–	0.08%	34
2016 Q2	$777K	Hold	7,576	–	–	0.06%	41
2016 Q1	$1.04M	Hold	7,576	–	–	0.08%	37
2015 Q4	$1.59M	Hold	7,576	–	–	0.09%	37
2015 Q3	$1.81M	Hold	7,576	–	–	0.09%	37
2015 Q2	$2.94M	Hold	7,576	–	–	0.13%	35
2015 Q1	$4.54M	Hold	7,576	–	–	0.22%	35
2014 Q4	$5M	Buy	+7,576	New	+$5M	0.29%	37

Other funds holding OCGN

CVI Holdings Wilmington, Delaware $116M AUM 5.68% 1-Year Est. Return

Hudson Bay Capital Management

Hudson Bay Capital Management Stamford, Connecticut $16.6B AUM 30.2% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Abingworth London, United Kingdom $307M AUM 93.47% 1-Year Est. Return

Carson Wealth (CWM LLC)

Carson Wealth (CWM LLC) Omaha, Nebraska $38B AUM 19.66% 1-Year Est. Return

Joseph P. Lucia & Associates Yorktown Heights, New York $280M AUM 18.25% 1-Year Est. Return

Edge Wealth Management New York $594M AUM 24.92% 1-Year Est. Return

Victory Capital Management

Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return