Palo Alto Investors’s Ocugen OCGN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-5,049	Closed	-$58K	–	39
2019 Q2	$58K	Hold	5,049	–	–	﹤0.01%	39
2019 Q1	$35K	Hold	5,049	–	–	﹤0.01%	37
2018 Q4	$27K	Hold	5,049	–	–	﹤0.01%	36
2018 Q3	$165K	Hold	5,049	–	–	0.01%	36
2018 Q2	$757K	Hold	5,049	–	–	0.03%	33
2018 Q1	$833K	Hold	5,049	–	–	0.04%	33
2017 Q4	$621K	Hold	5,049	–	–	0.03%	35
2017 Q3	$600K	Hold	5,049	–	–	0.03%	37
2017 Q2	$542K	Hold	5,049	–	–	0.03%	35
2017 Q1	$524K	Hold	5,049	–	–	0.02%	36
2016 Q4	$506K	Sell	5,049 -2,527	-33%	-$253K	0.03%	36
2016 Q3	$1.46M	Hold	7,576	–	–	0.08%	34
2016 Q2	$777K	Hold	7,576	–	–	0.06%	41
2016 Q1	$1.04M	Hold	7,576	–	–	0.08%	37
2015 Q4	$1.59M	Hold	7,576	–	–	0.09%	37
2015 Q3	$1.81M	Hold	7,576	–	–	0.09%	37
2015 Q2	$2.94M	Hold	7,576	–	–	0.13%	35
2015 Q1	$4.54M	Hold	7,576	–	–	0.22%	35
2014 Q4	$5M	Buy	+7,576	New	+$5M	0.29%	37