BlackRock Japan’s Cathay General Bancorp CATY Stock Holding History

BlackRock Japan’s Portfolio CATY Stock Details CATY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	$67K	Sell	1,774 -2,614	-60%	-$88.5K	﹤0.01%	928
2016 Q3	$135K	Hold	4,388	–	–	﹤0.01%	842
2016 Q2	$124K	Buy	4,388 +820	+23%	+$24.3K	﹤0.01%	873
2016 Q1	$101K	Hold	3,568	–	–	﹤0.01%	918
2015 Q4	$112K	Sell	3,568 -1,486	-29%	-$47.6K	﹤0.01%	885
2015 Q3	$151K	Sell	5,054 -2,197	-30%	-$68.6K	﹤0.01%	812
2015 Q2	$235K	Buy	+7,251	New	+$219K	﹤0.01%	852
2014 Q2	–	Sell	-214	Closed	-$5K	–	1276
2014 Q1	$5K	Buy	+214	New	+$5.35K	﹤0.01%	1369

Other funds holding CATY

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

GKIM

GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return

BlackRock Japan's CATY Position: Q4 2016 in Review

BlackRock Japan reduced its Cathay General Bancorp (CATY) stake by 60% in Q4 2016, selling an estimated $88.5K and leaving 1,774 shares worth $67K. The position accounts for ﹤0.01% of the portfolio, ranked #928.

BlackRock Japan first reported a position in CATY in Q1 2014 and has held it in 8 quarters since. The position peaked at $235K in Q2 2015. 210 funds tracked by Wall St. Rank hold CATY as of Q4 2016.

BlackRock Japan held 1,774 shares of Cathay General Bancorp worth $67K as of Q4 2016.
BlackRock Japan sold 2,614 Cathay General Bancorp shares in Q4 2016, an estimated $88.5K.
Cathay General Bancorp made up ﹤0.01% of BlackRock Japan's portfolio in Q4 2016, its #928 holding.
BlackRock Japan first reported a position in Cathay General Bancorp in Q1 2014 and has held it in 8 quarters since.
BlackRock Japan's Cathay General Bancorp position peaked at $235K in Q2 2015.
210 funds tracked by Wall St. Rank held Cathay General Bancorp as of Q4 2016.

Based on BlackRock Japan's 13F filing for Q4 2016, filed 10 Feb 2017.