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BRC

Bell Rock Capital Portfolio holdings

AUM $81M
1-Year Est. Return 9.85%
This Fund
S&P 500
This Quarter Est. Return
+6.96%
1 Year Est. Return
-9.85%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$116M
AUM Growth
+$3.39M
Cap. Flow
-$2.99M
Cap. Flow %
-2.57%
Top 10 Hldgs %
36%
Holding
393
New
30
Increased
147
Reduced
90
Closed
15

Top Buys

Rank Stock Value
1
ECCY
Eagle Point Credit Company Inc. 6.75% Notes due 2027
ECCY
+$912K
2
LTSL
Ladenburg Thalmann Financial Services Inc. 6.50% Senior Notes due 2027
LTSL
+$751K
3
C.PRN icon
Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities
C.PRN
+$371K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$339K
5
UBER icon
Uber
UBER
+$284K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$931K
2
GLD icon
SPDR Gold Trust
GLD
+$700K
3
V icon
Visa
V
+$617K
4
AXP icon
American Express
AXP
+$529K
5
BA icon
Boeing
BA
+$527K

Sector Composition

Rank Sector Weight
1 Consumer Staples 12.48%
2 Technology 12.28%
3 Consumer Discretionary 11.67%
4 Financials 9%
5 Communication Services 3.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFE icon
76
WisdomTree Europe SmallCap Dividend Fund
DFE
$164M
$289K 0.25%
4,482
-940
-17% -$56.5K
UBER icon
77
Uber
UBER
$145B
$284K 0.24%
+9,556
New +$284K
DGS icon
78
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.66B
$280K 0.24%
5,788
-1,435
-20% -$65.8K
ACWI icon
79
iShares MSCI ACWI ETF
ACWI
$32B
$279K 0.24%
3,604
-1,174
-25% -$89.8K
VPU
80
Vanguard Utilities ETF
VPU
$8.56B
$279K 0.24%
+1,963
New +$276K
FBT icon
81
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.84B
$278K 0.24%
1,863
-522
-22% -$71.7K
FPX icon
82
First Trust US Equity Opportunities ETF
FPX
$1.43B
$278K 0.24%
3,466
+10
+0.3% +$776
SPDW icon
83
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.3B
$270K 0.23%
8,615
-3,145
-27% -$95.8K
MRK icon
84
Merck
MRK
$322B
$269K 0.23%
3,100
-24
-0.8% -$1.97K
MDLX
85
DELISTED
Medley LLC 6.875% Senior Notes due 2026
MDLX
$260K 0.22%
15,500
-4,000
-21% -$72.6K
FDN icon
86
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.99B
$255K 0.22%
1,822
-613
-25% -$82.7K
PFF icon
87
iShares Preferred and Income Securities ETF
PFF
$13.1B
$255K 0.22%
6,787
-81
-1% -$3.02K
VCIT icon
88
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$254K 0.22%
2,782
+1,792
+181% +$163K
PHK
89
PIMCO High Income Fund
PHK
$856M
$253K 0.22%
33,672
+156
+0.5% +$1.2K
PEG icon
90
Public Service Enterprise Group
PEG
$38.7B
$245K 0.21%
4,145
+16
+0.4% +$970
USB icon
91
US Bancorp
USB
$97.9B
$241K 0.21%
4,067
+6
+0.1% +$347
LLY icon
92
Eli Lilly
LLY
$1.08T
$238K 0.2%
1,812
+8
+0.4% +$927
CNOB icon
93
Center Bancorp
CNOB
$1.65B
$229K 0.2%
8,926
– –
BIV icon
94
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$228K 0.2%
2,611
+93
+4% +$8.14K
PRIF.PRC
95
DELISTED
Priority Income Fund, Inc. 6.625% Series C Term Preferred Stock due 2024, par value $0.01 per share
PRIF.PRC
$228K 0.2%
9,000
– –
GXC icon
96
State Street SPDR S&P China ETF
GXC
$456M
$227K 0.2%
2,262
-481
-18% -$46.2K
FLG.PRA
97
Flagstar Bank National Association Series A Preferred Stock
FLG.PRA
$116M
$224K 0.19%
8,000
+6,500
+433% +$180K
RH icon
98
RH
RH
$3.33B
$223K 0.19%
1,050
+650
+163% +$127K
SPMD icon
99
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.1B
$223K 0.19%
6,310
-2,447
-28% -$85.3K
MGM icon
100
MGM Resorts International
MGM
$11.7B
$222K 0.19%
6,674
-479
-7% -$14.6K
2 3
4
5 6

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LP
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MCAU
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NCA
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TCM
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PIMH
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Bell Rock Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Bell Rock Capital held 393 positions worth $116M, up 3% from $113M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Bell Rock Capital's Q4 2019 filing shows 30 new, 147 increased, 90 reduced and 15 closed positions. Its largest new stake was Eagle Point Credit Company Inc. 6.75% Notes due 2027: 35,500 shares worth $918K. The largest sale was Apple, an estimated $931K.

By sector, the portfolio is most concentrated in Consumer Staples at 12% of assets, down from 13% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Bell Rock Capital's largest Q4 2019 buy was Eagle Point Credit Company Inc. 6.75% Notes due 2027: 35,500 shares worth $918K.
  • Bell Rock Capital added most to Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities in Q4 2019, an estimated $371K increase.
  • Bell Rock Capital's biggest Q4 2019 reduction was Apple, cutting an estimated $931K.
  • Bell Rock Capital fully exited CAPITAL ONE FINANCIAL CORPORATION SERIES D in Q4 2019, selling an estimated $281K.
  • Bell Rock Capital's ten largest holdings make up 36% of its $116M portfolio in Q4 2019.
  • Bell Rock Capital opened 30 new positions and closed 15 in Q4 2019.
  • Bell Rock Capital's portfolio value rose 3% quarter-over-quarter to $116M.

Based on Bell Rock Capital's 13F filing for Q4 2019, filed 3 Feb 2020.