We are live on ! Find out more
BRC

Bell Rock Capital Portfolio holdings

AUM $81M
1-Year Est. Return 9.85%
This Fund
S&P 500
This Quarter Est. Return
+6.96%
1 Year Est. Return
-9.85%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$116M
AUM Growth
+$3.39M
Cap. Flow
-$2.99M
Cap. Flow %
-2.57%
Top 10 Hldgs %
36%
Holding
393
New
30
Increased
147
Reduced
90
Closed
15

Top Buys

Rank Stock Value
1
ECCY
Eagle Point Credit Company Inc. 6.75% Notes due 2027
ECCY
+$912K
2
LTSL
Ladenburg Thalmann Financial Services Inc. 6.50% Senior Notes due 2027
LTSL
+$751K
3
C.PRN icon
Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities
C.PRN
+$371K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$339K
5
UBER icon
Uber
UBER
+$284K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$931K
2
GLD icon
SPDR Gold Trust
GLD
+$700K
3
V icon
Visa
V
+$617K
4
AXP icon
American Express
AXP
+$529K
5
BA icon
Boeing
BA
+$527K

Sector Composition

Rank Sector Weight
1 Consumer Staples 12.48%
2 Technology 12.28%
3 Consumer Discretionary 11.67%
4 Financials 9%
5 Communication Services 3.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UYG icon
26
ProShares Ultra Financials
UYG
$829M
$1.22M 1.05%
22,731
-55
-0.2% -$2.73K
QQQ icon
27
Invesco QQQ Trust
QQQ
$439B
$1.19M 1.02%
5,575
+1,695
+44% +$339K
MLVF
28
DELISTED
Malvern Bancorp, Inc.
MLVF
$1.17M 1%
50,511
– –
AXP icon
29
American Express
AXP
$227B
$1.12M 0.96%
8,952
-4,426
-33% -$529K
GLD icon
30
SPDR Gold Trust
GLD
$130B
$985K 0.85%
6,881
-5,011
-42% -$700K
ECCY
31
DELISTED
Eagle Point Credit Company Inc. 6.75% Notes due 2027
ECCY
$918K 0.79%
+35,500
New +$912K
HD icon
32
Home Depot
HD
$339B
$904K 0.78%
4,143
-2,267
-35% -$513K
CLX icon
33
Clorox
CLX
$12B
$868K 0.75%
5,668
-2,429
-30% -$363K
KMI icon
34
Kinder Morgan
KMI
$71.1B
$838K 0.72%
39,775
-14,752
-27% -$299K
IBM icon
35
IBM
IBM
$213B
$821K 0.71%
6,427
-90
-1% -$11.7K
VLYPP
36
Valley National Bancorp 6.25% Series A Preferred Stock
VLYPP
$115M
$760K 0.65%
27,013
+4,000
+17% +$114K
FXH icon
37
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
$688K 0.59%
8,139
+435
+6% +$34.4K
NLY.PRG icon
38
Annaly Capital Management Series G
NLY.PRG
$491M
$682K 0.59%
27,000
– –
LTSL
39
DELISTED
Ladenburg Thalmann Financial Services Inc. 6.50% Senior Notes due 2027
LTSL
$664K 0.57%
+33,500
New +$751K
ETP.PRE
40
DELISTED
Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
ETP.PRE
$662K 0.57%
26,150
– –
KO icon
41
Coca-Cola
KO
$388B
$642K 0.55%
11,568
+116
+1% +$6.24K
CIM.PRD
42
Chimera Investment Corp 8.00% Series D Preferred Stock
CIM.PRD
$191M
$629K 0.54%
24,039
+3,778
+19% +$98.6K
T icon
43
AT&T
T
$168B
$604K 0.52%
20,523
+155
+0.8% +$4.48K
JNJ icon
44
Johnson & Johnson
JNJ
$643B
$573K 0.49%
3,929
-177
-4% -$24K
K
45
DELISTED
Kellanova
K
$564K 0.49%
8,699
+268
+3% +$16.2K
XOM icon
46
ExxonMobil
XOM
$655B
$548K 0.47%
7,878
+1,913
+32% +$132K
MDLQ
47
DELISTED
Medley LLC 7.25% Notes due 2024
MDLQ
$541K 0.47%
30,854
-3,630
-11% -$69.2K
SMIN icon
48
iShares MSCI India Small-Cap ETF
SMIN
$753M
$529K 0.46%
14,844
-758
-5% -$26.8K
BBN icon
49
BlackRock Taxable Municipal Bond Trust
BBN
$978M
$494K 0.43%
20,299
+133
+0.7% +$3.19K
NLY.PRF icon
50
Annaly Capital Management Series F
NLY.PRF
$741M
$494K 0.43%
19,000
+3,000
+19% +$77.8K
1
2
3 4 5

Similar funds

LP
Lloyd Park Wilmette, Illinois $81M AUM 14.95% 1-Year Est. Return
MCAU
Maniyar Capital Advisors (UK) London, United Kingdom $80.2M AUM
NCA
New Century Advisors Chevy Chase, Maryland $82.1M AUM 3.88% 1-Year Est. Return
TCM
Trilantic Capital Management New York $82.4M AUM 74.89% 1-Year Est. Return
PIMH
Prudence Investment Management (HK) 12 Harcourt Road Central, Hong Kong $78.2M AUM 52.44% 1-Year Est. Return
GI
Gavea Investimentos Rj, Brazil $77.6M AUM 64.56% 1-Year Est. Return
EFEM
Eos Focused Equity Management New York $84.5M AUM 17.48% 1-Year Est. Return
RA
Ratos AB Stockholm, Sweden $76.4M AUM

Bell Rock Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Bell Rock Capital held 393 positions worth $116M, up 3% from $113M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Bell Rock Capital's Q4 2019 filing shows 30 new, 147 increased, 90 reduced and 15 closed positions. Its largest new stake was Eagle Point Credit Company Inc. 6.75% Notes due 2027: 35,500 shares worth $918K. The largest sale was Apple, an estimated $931K.

By sector, the portfolio is most concentrated in Consumer Staples at 12% of assets, down from 13% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Bell Rock Capital's largest Q4 2019 buy was Eagle Point Credit Company Inc. 6.75% Notes due 2027: 35,500 shares worth $918K.
  • Bell Rock Capital added most to Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities in Q4 2019, an estimated $371K increase.
  • Bell Rock Capital's biggest Q4 2019 reduction was Apple, cutting an estimated $931K.
  • Bell Rock Capital fully exited CAPITAL ONE FINANCIAL CORPORATION SERIES D in Q4 2019, selling an estimated $281K.
  • Bell Rock Capital's ten largest holdings make up 36% of its $116M portfolio in Q4 2019.
  • Bell Rock Capital opened 30 new positions and closed 15 in Q4 2019.
  • Bell Rock Capital's portfolio value rose 3% quarter-over-quarter to $116M.

Based on Bell Rock Capital's 13F filing for Q4 2019, filed 3 Feb 2020.