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BRC

Bell Rock Capital Portfolio holdings

AUM $81M
1-Year Est. Return 9.85%
This Fund
S&P 500
This Quarter Est. Return
+1.71%
1 Year Est. Return
-9.85%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113M
AUM Growth
-$1.11M
Cap. Flow
-$2.02M
Cap. Flow %
-1.79%
Top 10 Hldgs %
34.29%
Holding
396
New
25
Increased
139
Reduced
95
Closed
34

Top Buys

Rank Stock Value
1
C.PRN icon
Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities
C.PRN
+$1.46M
2
GLD icon
SPDR Gold Trust
GLD
+$875K
3
MCD icon
McDonald's
MCD
+$809K
4
IIPR icon
Innovative Industrial Properties
IIPR
+$651K
5
DEO icon
Diageo
DEO
+$404K

Top Sells

Rank Stock Value
1
QLD icon
ProShares Ultra QQQ
QLD
+$3.77M
2
UYG icon
ProShares Ultra Financials
UYG
+$2.14M
3
JBLU icon
JetBlue
JBLU
+$1.17M
4
NFLX icon
Netflix
NFLX
+$1.02M
5
BIB icon
ProShares Ultra NASDAQ Biotechnology
BIB
+$678K

Sector Composition

Rank Sector Weight
1 Consumer Staples 13.38%
2 Consumer Discretionary 12.55%
3 Technology 10.81%
4 Financials 9.19%
5 Communication Services 3.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COST icon
26
Costco
COST
$432B
$1.36M 1.21%
4,725
+1,191
+34% +$335K
NFLX icon
27
Netflix
NFLX
$304B
$1.36M 1.2%
50,620
-32,700
-39% -$1.02M
VLYPO
28
Valley National Bancorp 5.50% Series B Preferred Stock
VLYPO
$99.1M
$1.31M 1.16%
50,600
+5,000
+11% +$129K
CLX icon
29
Clorox
CLX
$12.1B
$1.23M 1.09%
8,097
+73
+0.9% +$11.5K
KMI icon
30
Kinder Morgan
KMI
$70.8B
$1.12M 0.99%
54,527
+1,549
+3% +$31.8K
MLVF
31
DELISTED
Malvern Bancorp, Inc.
MLVF
$1.1M 0.98%
50,511
+6,519
+15% +$140K
UYG icon
32
ProShares Ultra Financials
UYG
$830M
$1.07M 0.95%
22,786
-46,839
-67% -$2.14M
IBM icon
33
IBM
IBM
$215B
$905K 0.8%
6,517
+824
+14% +$111K
ETSY icon
34
Etsy
ETSY
$8.15B
$750K 0.67%
13,285
-400
-3% -$23.5K
QQQ icon
35
Invesco QQQ Trust
QQQ
$442B
$735K 0.65%
3,880
+1,462
+60% +$277K
MDLQ
36
DELISTED
Medley LLC 7.25% Notes due 2024
MDLQ
$722K 0.64%
34,484
+528
+2% +$9.6K
VLYPP
37
Valley National Bancorp 6.25% Series A Preferred Stock
VLYPP
$115M
$691K 0.61%
23,013
+5,800
+34% +$164K
NLY.PRG icon
38
Annaly Capital Management Series G
NLY.PRG
$491M
$675K 0.6%
27,000
+4,000
+17% +$99K
ETP.PRE
39
DELISTED
Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
ETP.PRE
$662K 0.59%
26,150
+150
+0.6% +$3.75K
KO icon
40
Coca-Cola
KO
$386B
$625K 0.55%
11,452
+541
+5% +$29K
USRT icon
41
iShares Core US REIT ETF
USRT
$4.72B
$599K 0.53%
10,811
-684
-6% -$36.8K
SPIB icon
42
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$593K 0.53%
16,731
+4,560
+37% +$160K
T icon
43
AT&T
T
$167B
$581K 0.52%
20,368
-19
-0.1% -$503
AGZ icon
44
iShares Agency Bond ETF
AGZ
$559M
$580K 0.51%
5,023
-182
-3% -$21.1K
FXH icon
45
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
$568K 0.5%
7,704
+3,999
+108% +$305K
SPYM
46
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$558K 0.49%
15,940
+956
+6% +$33.2K
SMIN icon
47
iShares MSCI India Small-Cap ETF
SMIN
$754M
$547K 0.49%
15,602
+2,676
+21% +$93.4K
JNJ icon
48
Johnson & Johnson
JNJ
$644B
$533K 0.47%
4,106
-552
-12% -$72.7K
CIM.PRD
49
Chimera Investment Corp 8.00% Series D Preferred Stock
CIM.PRD
$192M
$527K 0.47%
20,261
+411
+2% +$10.7K
K
50
DELISTED
Kellanova
K
$506K 0.45%
8,431
+5,622
+200% +$321K
1
2
3 4 5

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NCA
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Bell Rock Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Bell Rock Capital held 396 positions worth $113M, down 0.98% from $114M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Bell Rock Capital's Q3 2019 filing shows 25 new, 139 increased, 95 reduced and 34 closed positions. Its largest new stake was Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities: 53,000 shares worth $1.45M. The largest sale was ProShares Ultra QQQ, an estimated $3.77M.

By sector, the portfolio is most concentrated in Consumer Staples at 13% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

  • Bell Rock Capital's largest Q3 2019 buy was Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities: 53,000 shares worth $1.45M.
  • Bell Rock Capital added most to SPDR Gold Trust in Q3 2019, an estimated $875K increase.
  • Bell Rock Capital's biggest Q3 2019 reduction was ProShares Ultra QQQ, cutting an estimated $3.77M.
  • Bell Rock Capital fully exited JetBlue in Q3 2019, selling an estimated $1.17M.
  • Bell Rock Capital's ten largest holdings make up 34% of its $113M portfolio in Q3 2019.
  • Bell Rock Capital opened 25 new positions and closed 34 in Q3 2019.
  • Bell Rock Capital's portfolio value fell 0.98% quarter-over-quarter to $113M.

Based on Bell Rock Capital's 13F filing for Q3 2019, filed 7 Nov 2019.