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BHWM

Bay Harbor Wealth Management Portfolio holdings

AUM $434M
1-Year Est. Return 18.95%
This Fund
S&P 500
This Quarter Est. Return
-0.89%
1 Year Est. Return
+18.95%
3 Year Est. Return
+47.94%
5 Year Est. Return
+39.16%
10 Year Est. Return
–
AUM
$237M
AUM Growth
+$2.33M
Cap. Flow
+$4.69M
Cap. Flow %
1.98%
Top 10 Hldgs %
63.33%
Holding
220
New
12
Increased
45
Reduced
117
Closed
11

Top Buys

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$3.17M
2
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$2.2M
3
IXN icon
iShares Global Tech ETF
IXN
+$1.84M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$1.73M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$1.36M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.07M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.85M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.67M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$1.54M
5
ESGE icon
iShares ESG Aware MSCI EM ETF
ESGE
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 0.49%
2 Healthcare 0.27%
3 Financials 0.26%
4 Consumer Discretionary 0.22%
5 Communication Services 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
101
Walmart Inc
WMT
$894B
$71K 0.03%
1,518
-9
-0.6% -$434
ZBH icon
102
Zimmer Biomet
ZBH
$19B
$70K 0.03%
490
+35
+8% +$5.15K
XLP icon
103
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$69K 0.03%
+1,007
New +$71.8K
PH icon
104
Parker-Hannifin
PH
$126B
$67K 0.03%
239
-1
-0.4% -$298
TEL icon
105
TE Connectivity
TEL
$63.1B
$66K 0.03%
481
-1
-0.2% -$144
PXD
106
DELISTED
Pioneer Natural Resource Co.
PXD
$66K 0.03%
395
+1
+0.3% +$151
MDLZ icon
107
Mondelez International
MDLZ
$79.9B
$65K 0.03%
1,103
-3
-0.3% -$187
VTI icon
108
Vanguard Morningstar Total Stock Market ETF
VTI
$681B
$65K 0.03%
292
-8
-3% -$1.82K
SPTL icon
109
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$64K 0.03%
1,542
-1,561
-50% -$66.3K
AVY icon
110
Avery Dennison
AVY
$13.3B
$63K 0.03%
302
-1
-0.3% -$215
KDP icon
111
Keurig Dr Pepper
KDP
$41.8B
$62K 0.03%
1,800
+25
+1% +$874
AOR icon
112
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.71B
$61K 0.03%
1,096
-954
-47% -$53.8K
BBY icon
113
Best Buy
BBY
$17.8B
$61K 0.03%
571
+5
+0.9% +$562
KMB icon
114
Kimberly-Clark
KMB
$37.4B
$61K 0.03%
453
-34
-7% -$4.62K
FTSL icon
115
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$60K 0.03%
1,248
-480
-28% -$23K
NEE icon
116
NextEra Energy
NEE
$179B
$60K 0.03%
770
-4
-0.5% -$323
XLB icon
117
State Street Materials Select Sector SPDR ETF
XLB
$8.63B
$60K 0.03%
1,528
-4,588
-75% -$191K
HDV
118
iShares Core High Dividend ETF
HDV
$14.8B
$59K 0.02%
+3,110
New +$60.2K
LMBS icon
119
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
$59K 0.02%
1,167
-462
-28% -$23.4K
IYG icon
120
iShares US Financial Services ETF
IYG
$2.22B
$58K 0.02%
918
– –
NSC icon
121
Norfolk Southern
NSC
$76.8B
$57K 0.02%
239
– –
XSOE icon
122
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.09B
$57K 0.02%
1,540
-425
-22% -$16.7K
NUE icon
123
Nucor
NUE
$62.6B
$56K 0.02%
570
-124
-18% -$13.2K
LQD icon
124
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$50K 0.02%
375
-503
-57% -$68K
ES icon
125
Eversource Energy
ES
$27.3B
$48K 0.02%
590
-4
-0.7% -$347
3 4
5
6 7

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Bay Harbor Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Bay Harbor Wealth Management held 220 positions worth $237M, up 0.99% from $235M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Bay Harbor Wealth Management's Q3 2021 filing shows 12 new, 45 increased, 117 reduced and 11 closed positions. Its largest new stake was iShares 10-20 Year Treasury Bond ETF: 1,625 shares worth $239K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $2.07M.

By sector, the portfolio is most concentrated in Technology at 0.49% of assets, up from 0.49% a quarter earlier, followed by Healthcare and Financials.

  • Bay Harbor Wealth Management's largest Q3 2021 buy was iShares 10-20 Year Treasury Bond ETF: 1,625 shares worth $239K.
  • Bay Harbor Wealth Management added most to iShares TIPS Bond ETF in Q3 2021, an estimated $3.17M increase.
  • Bay Harbor Wealth Management's biggest Q3 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $2.07M.
  • Bay Harbor Wealth Management fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2021, selling an estimated $293K.
  • Bay Harbor Wealth Management's ten largest holdings make up 63% of its $237M portfolio in Q3 2021.
  • Bay Harbor Wealth Management opened 12 new positions and closed 11 in Q3 2021.
  • Bay Harbor Wealth Management's portfolio value rose 0.99% quarter-over-quarter to $237M.

Based on Bay Harbor Wealth Management's 13F filing for Q3 2021, filed 24 Nov 2021.