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BHWM

Bay Harbor Wealth Management Portfolio holdings

AUM $386M
1-Year Est. Return 14.53%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+14.53%
3 Year Est. Return
+36.65%
5 Year Est. Return
+30.01%
10 Year Est. Return
–
AUM
$201M
AUM Growth
+$13.3M
Cap. Flow
+$3.94M
Cap. Flow %
1.96%
Top 10 Hldgs %
54.88%
Holding
439
New
58
Increased
116
Reduced
99
Closed
39

Top Buys

Rank Stock Value
1
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$1.46M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.31M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$1.01M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$932K
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$864K

Top Sells

Rank Stock Value
1
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$1.52M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.28M
3
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$1.2M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$937K
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$873K

Sector Composition

Rank Sector Weight
1 Technology 3.93%
2 Financials 1.67%
3 Healthcare 0.91%
4 Communication Services 0.78%
5 Consumer Staples 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VUG icon
1
Vanguard Growth ETF
VUG
$216B
$18.4M 9.17%
485,340
+9,822
+2% +$363K
VEA icon
2
Vanguard FTSE Developed Markets ETF
VEA
$226B
$17.1M 8.5%
417,111
+10,043
+2% +$412K
BNDX icon
3
Vanguard Total International Bond ETF
BNDX
$82B
$13.8M 6.87%
237,073
+17,411
+8% +$1.01M
VTV icon
4
Vanguard Value ETF
VTV
$189B
$13.4M 6.7%
128,677
+772
+0.6% +$80.9K
BSV icon
5
Vanguard Short-Term Bond ETF
BSV
$44.6B
$12.2M 6.09%
147,241
+8,243
+6% +$685K
IVV icon
6
iShares Core S&P 500 ETF
IVV
$876B
$8.98M 4.47%
26,729
+3,936
+17% +$1.31M
VMBS icon
7
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$6.93M 3.45%
127,655
+5,873
+5% +$319K
BLV icon
8
Vanguard Long-Term Bond ETF
BLV
$5.75B
$6.55M 3.26%
58,588
+4,546
+8% +$518K
LQD icon
9
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$6.46M 3.22%
47,993
+6,834
+17% +$932K
BIV icon
10
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$6.33M 3.15%
67,770
+3,255
+5% +$305K
GOVT icon
11
iShares US Treasury Bond ETF
GOVT
$43.6B
$5.72M 2.85%
204,596
+52,114
+34% +$1.46M
VWO icon
12
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$5.35M 2.66%
123,647
+5,245
+4% +$228K
ESGU icon
13
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$5.34M 2.66%
70,062
+8,270
+13% +$623K
AAPL icon
14
Apple
AAPL
$4.89T
$4.71M 2.35%
40,677
+273
+0.7% +$29.8K
EFG icon
15
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$4.1M 2.04%
45,567
+5,951
+15% +$527K
VB icon
16
Vanguard Small-Cap ETF
VB
$79.5B
$3.99M 1.99%
25,939
+718
+3% +$110K
IGSB icon
17
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$3.29M 1.64%
59,956
+9,143
+18% +$502K
ESGE icon
18
iShares ESG Aware MSCI EM ETF
ESGE
$6.51B
$3.05M 1.52%
85,708
+9,226
+12% +$327K
TOTL icon
19
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$2.98M 1.48%
60,357
-24,253
-29% -$1.2M
SPYM
20
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
$2.88M 1.43%
73,075
+19,764
+37% +$770K
IJR icon
21
iShares Core S&P Small-Cap ETF
IJR
$109B
$1.84M 0.92%
26,254
+5,368
+26% +$385K
USMV icon
22
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$1.84M 0.92%
28,842
+9,520
+49% +$604K
VLUE icon
23
iShares MSCI USA Value Factor ETF
VLUE
$9.4B
$1.81M 0.9%
24,569
+5,042
+26% +$375K
IXN icon
24
iShares Global Tech ETF
IXN
$8.7B
$1.8M 0.9%
41,040
+3,192
+8% +$136K
SHYG icon
25
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$1.79M 0.89%
40,802
+11,623
+40% +$511K
1
2 3 4 5

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Bay Harbor Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Bay Harbor Wealth Management held 439 positions worth $201M, up 7.1% from $187M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Bay Harbor Wealth Management's Q3 2020 filing shows 58 new, 116 increased, 99 reduced and 39 closed positions. Its largest new stake was State Street Industrial Select Sector SPDR ETF: 5,986 shares worth $461K. The largest sale was State Street SPDR Portfolio Aggregate Bond ETF, an estimated $1.52M.

By sector, the portfolio is most concentrated in Technology at 3.9% of assets, up from 3.1% a quarter earlier, followed by Financials and Healthcare.

  • Bay Harbor Wealth Management's largest Q3 2020 buy was State Street Industrial Select Sector SPDR ETF: 5,986 shares worth $461K.
  • Bay Harbor Wealth Management added most to iShares US Treasury Bond ETF in Q3 2020, an estimated $1.46M increase.
  • Bay Harbor Wealth Management's biggest Q3 2020 reduction was State Street SPDR Portfolio Aggregate Bond ETF, cutting an estimated $1.52M.
  • Bay Harbor Wealth Management fully exited State Street Financial Select Sector SPDR ETF in Q3 2020, selling an estimated $937K.
  • Bay Harbor Wealth Management's ten largest holdings make up 55% of its $201M portfolio in Q3 2020.
  • Bay Harbor Wealth Management opened 58 new positions and closed 39 in Q3 2020.
  • Bay Harbor Wealth Management's portfolio value rose 7.1% quarter-over-quarter to $201M.

Based on Bay Harbor Wealth Management's 13F filing for Q3 2020, filed 27 Oct 2020.