Bay Harbor Wealth Management’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-1,167	Closed	-$59K	–	183
2021 Q3	$59K	Sell	1,167 -462	-28%	-$23.4K	0.02%	119
2021 Q2	$83K	Sell	1,629 -1,665	-51%	-$85K	0.04%	88
2021 Q1	$168K	Sell	3,294 -1,909	-37%	-$98.1K	0.08%	59
2020 Q4	$268K	Sell	5,203 -2,763	-35%	-$142K	0.12%	65
2020 Q3	$412K	Sell	7,966 -1,148	-13%	-$59.4K	0.21%	55
2020 Q2	$471K	Sell	9,114 -105	-1%	-$5.42K	0.25%	51
2020 Q1	$470K	Sell	9,219 -336	-4%	-$17.4K	0.29%	47
2019 Q4	$495K	Sell	9,555 -19	-0.2%	-$986	0.27%	49
2019 Q3	$498K	Sell	9,574 -347	-3%	-$18K	0.3%	50
2019 Q2	$513K	Buy	+9,921	New	+$510K	0.32%	51