Bay Harbor Wealth Management’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Bay Harbor Wealth Management’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-1,167	Closed	-$59K	–	183
2021 Q3	$59K	Sell	1,167 -462	-28%	-$23.4K	0.02%	119
2021 Q2	$83K	Sell	1,629 -1,665	-51%	-$85K	0.04%	88
2021 Q1	$168K	Sell	3,294 -1,909	-37%	-$98.1K	0.08%	59
2020 Q4	$268K	Sell	5,203 -2,763	-35%	-$142K	0.12%	65
2020 Q3	$412K	Sell	7,966 -1,148	-13%	-$59.4K	0.21%	55
2020 Q2	$471K	Sell	9,114 -105	-1%	-$5.42K	0.25%	51
2020 Q1	$470K	Sell	9,219 -336	-4%	-$17.4K	0.29%	47
2019 Q4	$495K	Sell	9,555 -19	-0.2%	-$986	0.27%	49
2019 Q3	$498K	Sell	9,574 -347	-3%	-$18K	0.3%	50
2019 Q2	$513K	Buy	+9,921	New	+$510K	0.32%	51

Other funds holding LMBS

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Bay Harbor Wealth Management's LMBS Position: Q4 2021 in Review

Bay Harbor Wealth Management sold out of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) in Q4 2021, closing a stake of 1,167 shares — an estimated $59K sold.

Bay Harbor Wealth Management first reported a position in LMBS in Q2 2019 and held it in 10 quarters. The position peaked at $513K in Q2 2019. 378 funds tracked by Wall St. Rank hold LMBS as of Q4 2021.

Bay Harbor Wealth Management reported no remaining First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position as of Q4 2021 after selling out during the quarter.
Bay Harbor Wealth Management sold 1,167 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q4 2021, an estimated $59K.
Bay Harbor Wealth Management first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q2 2019 and held it in 10 quarters.
Bay Harbor Wealth Management's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $513K in Q2 2019.
378 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q4 2021.

Based on Bay Harbor Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.