Barings’s SM Energy SM Stock Holding History

Barings’s Portfolio SM Stock Details SM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-15,200	Closed	-$235K	–	747
2018 Q4	$235K	Sell	15,200 -5,700	-27%	-$132K	﹤0.01%	627
2018 Q3	$659K	Hold	20,900	–	–	0.01%	564
2018 Q2	$537K	Buy	+20,900	New	+$488K	0.01%	633
2017 Q2	–	Sell	-35,600	Closed	-$856K	–	964
2017 Q1	$856K	Buy	35,600 +17,800	+100%	+$493K	0.01%	808
2016 Q4	$614K	Buy	+17,800	New	+$643K	0.02%	568
2016 Q2	–	Sell	-23,900	Closed	-$448K	–	956
2016 Q1	$448K	Buy	+23,900	New	+$330K	0.01%	705
2014 Q4	–	Sell	-4,900	Closed	-$382K	–	958
2014 Q3	$382K	Hold	4,900	–	–	0.01%	731
2014 Q2	$412K	Hold	4,900	–	–	0.01%	749
2014 Q1	$349K	Hold	4,900	–	–	0.01%	743
2013 Q4	$407K	Buy	+4,900	New	+$418K	0.02%	663

Other funds holding SM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

EECFI

EnCap Energy Capital Fund IX Houston, Texas $119M AUM 31.38% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return

Barings's SM Position: Q1 2019 in Review

Barings sold out of SM Energy (SM) in Q1 2019, closing a stake of 15,200 shares — an estimated $235K sold.

Barings first reported a position in SM in Q4 2013 and held it in 10 quarters. The position peaked at $856K in Q1 2017. 251 funds tracked by Wall St. Rank hold SM as of Q1 2019.

Barings reported no remaining SM Energy position as of Q1 2019 after selling out during the quarter.
Barings sold 15,200 SM Energy shares in Q1 2019, an estimated $235K.
Barings first reported a position in SM Energy in Q4 2013 and held it in 10 quarters.
Barings's SM Energy position peaked at $856K in Q1 2017.
251 funds tracked by Wall St. Rank held SM Energy as of Q1 2019.

Based on Barings's 13F filing for Q1 2019, filed 8 May 2019.