Barclays’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

Barclays’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-1,980	Closed	-$59K	–	4346
2021 Q3	$59K	Sell	1,980 -3,159	-61%	-$98.1K	﹤0.01%	4075
2021 Q2	$154K	Buy	+5,139	New	+$157K	﹤0.01%	3659

Other funds holding FXU

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

SMF

Sterling Manor Financial Saratoga Springs, New York $160M AUM 13.84% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Barclays's FXU Position: Q4 2021 in Review

Barclays sold out of First Trust Utilities AlphaDEX Fund (FXU) in Q4 2021, closing a stake of 1,980 shares — an estimated $59K sold.

Barclays first reported a position in FXU in Q2 2021 and held it in 2 quarters. The position peaked at $154K in Q2 2021. 83 funds tracked by Wall St. Rank hold FXU as of Q4 2021.

Barclays reported no remaining First Trust Utilities AlphaDEX Fund position as of Q4 2021 after selling out during the quarter.
Barclays sold 1,980 First Trust Utilities AlphaDEX Fund shares in Q4 2021, an estimated $59K.
Barclays first reported a position in First Trust Utilities AlphaDEX Fund in Q2 2021 and held it in 2 quarters.
Barclays's First Trust Utilities AlphaDEX Fund position peaked at $154K in Q2 2021.
83 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q4 2021.

Based on Barclays's 13F filing for Q4 2021, filed 14 Feb 2022.