Bank of New York Mellon’s NUVEEN SENIOR INCM FD NSL Stock Holding History

Bank of New York Mellon’s Portfolio NSL Stock Details NSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-53,160	Closed	-$355K	–	4415
2017 Q3	$355K	Sell	53,160 -186	-0.3%	-$1.25K	﹤0.01%	3702
2017 Q2	$364K	Sell	53,346 -9,362	-15%	-$64.4K	﹤0.01%	3737
2017 Q1	$426K	Buy	62,708 +36,858	+143%	+$256K	﹤0.01%	3616
2016 Q4	$176K	Buy	+25,850	New	+$169K	﹤0.01%	3927

Other funds holding NSL

Baillie Gifford & Co Edinburgh, United Kingdom $110B AUM 4.8% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return

Bank of New York Mellon's NSL Position: Q4 2017 in Review

Bank of New York Mellon sold out of NUVEEN SENIOR INCM FD (NSL) in Q4 2017, closing a stake of 53,160 shares — an estimated $355K sold.

Bank of New York Mellon first reported a position in NSL in Q4 2016 and held it in 4 quarters. The position peaked at $426K in Q1 2017. 59 funds tracked by Wall St. Rank hold NSL as of Q4 2017.

Bank of New York Mellon reported no remaining NUVEEN SENIOR INCM FD position as of Q4 2017 after selling out during the quarter.
Bank of New York Mellon sold 53,160 NUVEEN SENIOR INCM FD shares in Q4 2017, an estimated $355K.
Bank of New York Mellon first reported a position in NUVEEN SENIOR INCM FD in Q4 2016 and held it in 4 quarters.
Bank of New York Mellon's NUVEEN SENIOR INCM FD position peaked at $426K in Q1 2017.
59 funds tracked by Wall St. Rank held NUVEEN SENIOR INCM FD as of Q4 2017.

Based on Bank of New York Mellon's 13F filing for Q4 2017, filed 9 Feb 2018.