Bank of Montreal’s Uni-Pixel, Inc. UNXL Stock Holding History

Bank of Montreal’s Portfolio UNXL Stock Details UNXL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-125,000	Closed	-$1.25M	–	4226
2013 Q4	$1.25M	Sell	125,000 -62,900	-33%	-$927K	﹤0.01%	1367
2013 Q3	$3.33M	Buy	187,900 +139,200	+286%	+$2.22M	0.01%	935
2013 Q2	$714K	Buy	+48,700	New	+$1.26M	﹤0.01%	1558

Other funds holding UNXL

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

CHAM

Clear Harbor Asset Management Stamford, Connecticut $1.62B AUM 38.77% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

PSI

Pinnacle Summer Investments Fairfax, Virginia $678M AUM 9.5% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Group One Trading Chicago, Illinois $52.2B AUM 104.56% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $11.4B AUM 5.66% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

RFC

Regions Financial Corp Birmingham, Alabama $16.8B AUM 26.68% 1-Year Est. Return

Bank of Montreal's UNXL Position: Q3 2014 in Review

Bank of Montreal sold out of Uni-Pixel, Inc. (UNXL) in Q3 2014, closing a stake of 250 shares — an estimated $2K sold.

Bank of Montreal first reported a position in UNXL in Q2 2013 and held it in 4 quarters. The position peaked at $1.17M in Q4 2013. 33 funds tracked by Wall St. Rank hold UNXL as of Q3 2014.

Bank of Montreal reported no remaining Uni-Pixel, Inc. position as of Q3 2014 after selling out during the quarter.
Bank of Montreal sold 250 Uni-Pixel, Inc. shares in Q3 2014, an estimated $2K.
Bank of Montreal first reported a position in Uni-Pixel, Inc. in Q2 2013 and held it in 4 quarters.
Bank of Montreal's Uni-Pixel, Inc. position peaked at $1.17M in Q4 2013.
33 funds tracked by Wall St. Rank held Uni-Pixel, Inc. as of Q3 2014.

Based on Bank of Montreal's 13F filing for Q3 2014, filed 7 Nov 2014.