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Ballast Advisors Portfolio holdings

AUM $344M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+16.81%
3 Year Est. Return
+60.43%
5 Year Est. Return
+65.97%
10 Year Est. Return
–
AUM
$241M
AUM Growth
+$4.05M
Cap. Flow
+$6.1M
Cap. Flow %
2.54%
Top 10 Hldgs %
61.02%
Holding
183
New
3
Increased
57
Reduced
37
Closed
5

Top Buys

Rank Stock Value
1
UBER icon
Uber
UBER
+$4.51M
2
SCHF icon
Schwab International Equity ETF
SCHF
+$924K
3
FAST icon
Fastenal
FAST
+$916K
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$377K
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$279K

Top Sells

Rank Stock Value
1
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.43M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$257K
3
MMM icon
3M
MMM
+$244K
4
DCI icon
Donaldson
DCI
+$216K
5
BX icon
Blackstone
BX
+$177K

Sector Composition

Rank Sector Weight
1 Technology 12.39%
2 Financials 7.49%
3 Energy 3.27%
4 Consumer Discretionary 2.94%
5 Industrials 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHV
1
Schwab US Large-Cap Value ETF
SCHV
$15.5B
$25.9M 10.76%
1,150,593
-61,752
-5% -$1.43M
SCHX icon
2
Schwab US Large- Cap ETF
SCHX
$71.7B
$23.1M 9.59%
1,330,998
+12,090
+0.9% +$216K
AAPL icon
3
Apple
AAPL
$4.89T
$19.7M 8.18%
139,056
-26
-0% -$3.83K
SCHF icon
4
Schwab International Equity ETF
SCHF
$65.4B
$18.9M 7.86%
976,854
+46,452
+5% +$924K
SCHG icon
5
Schwab US Large-Cap Growth ETF
SCHG
$59.7B
$18.8M 7.81%
1,014,744
-13,480
-1% -$257K
AGG icon
6
iShares Core US Aggregate Bond ETF
AGG
$139B
$13.2M 5.48%
114,807
+3,250
+3% +$377K
JPM icon
7
JPMorgan Chase
JPM
$912B
$8.11M 3.37%
49,543
-125
-0.3% -$19.6K
EPD icon
8
Enterprise Products Partners
EPD
$82.2B
$7.02M 2.92%
324,444
-844
-0.3% -$19.2K
SCHB icon
9
Schwab US Broad Market ETF
SCHB
$43B
$6.56M 2.73%
379,134
-3,462
-0.9% -$61.6K
SCHE icon
10
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$5.59M 2.32%
183,282
+8,921
+5% +$279K
SCHO icon
11
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$5.11M 2.12%
199,626
+5,474
+3% +$140K
SCHA icon
12
Schwab U.S Small- Cap ETF
SCHA
$22.7B
$4.72M 1.96%
188,496
+5,040
+3% +$128K
UBER icon
13
Uber
UBER
$151B
$4.62M 1.92%
+103,147
New +$4.51M
BX icon
14
Blackstone
BX
$158B
$4.25M 1.77%
36,519
-1,525
-4% -$177K
MSFT icon
15
Microsoft
MSFT
$2.98T
$3.19M 1.33%
11,310
+657
+6% +$191K
NTIC icon
16
Northern Technologies International Corp
NTIC
$77.2M
$2.91M 1.21%
191,000
– –
SHY icon
17
iShares 1-3 Year Treasury Bond ETF
SHY
$25.7B
$2.66M 1.11%
30,865
+7
+0% +$603
TLT icon
18
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$2.59M 1.08%
17,976
+1,616
+10% +$240K
BRK.B icon
19
Berkshire Hathaway Class B
BRK.B
$1.06T
$2.57M 1.07%
9,410
+79
+0.8% +$22.2K
MMM icon
20
3M
MMM
$84.4B
$2.5M 1.04%
17,057
-1,505
-8% -$244K
AMZN icon
21
Amazon
AMZN
$2.69T
$2.4M 1%
14,620
+140
+1% +$24.1K
SPY icon
22
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$2.29M 0.95%
5,333
-192
-3% -$84.7K
IWM icon
23
iShares Russell 2000 ETF
IWM
$82.2B
$2.17M 0.9%
9,935
+133
+1% +$29.5K
SCHH icon
24
Schwab US REIT ETF
SCHH
$11.6B
$1.81M 0.75%
79,476
+2,604
+3% +$62.1K
BABA icon
25
Alibaba
BABA
$282B
$1.61M 0.67%
10,883
-185
-2% -$33.7K
1
2 3 4 5

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CWM
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FMB
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LWM
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MJP
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LKIM
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Ballast Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Ballast Advisors held 183 positions worth $241M, up 1.7% from $236M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Trading was light in Q3 2021: portfolio turnover was 4.4%. Ballast Advisors opened 3 new positions and exited 5, leaving the 183-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Financials and Energy.

  • Ballast Advisors's largest Q3 2021 buy was Uber: 103,147 shares worth $4.62M.
  • Ballast Advisors added most to Schwab International Equity ETF in Q3 2021, an estimated $924K increase.
  • Ballast Advisors's biggest Q3 2021 reduction was Schwab US Large-Cap Value ETF, cutting an estimated $1.43M.
  • Ballast Advisors fully exited Donaldson in Q3 2021, selling an estimated $216K.
  • Ballast Advisors's ten largest holdings make up 61% of its $241M portfolio in Q3 2021.
  • Ballast Advisors opened 3 new positions and closed 5 in Q3 2021.
  • Ballast Advisors's portfolio value rose 1.7% quarter-over-quarter to $241M.

Based on Ballast Advisors's 13F filing for Q3 2021, filed 1 Nov 2021.